Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-17: Reporting owner Lurie Glenn; Form 3; Security Performance Shares - November; Transaction Holding.
- 2017-04-27: Reporting owner Irving Lawrence R.; Form 4; Security Performance Shares - April; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-26: Reporting owner Waldis Stephen G; Form 4; Security Performance Shares - April; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-03-24: Reporting owner HOVSEPIAN RONALD W; Form 4; Security Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 holding as of filing | Lurie Glenn Director, Officer (Chief Executive Officer) | 3 | Performance Shares - November Non-derivative · Direct | Holding | 180,528 owned after | no price filed | 2017-11-17 | |
| 2017-04-27 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Performance Shares - April Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,654 47,654 owned after | $0.00 | 2017-05-01 | |
| 2017-04-26 | Waldis Stephen G Director, Officer (Chief Executive Officer) | 4 | Performance Shares - April Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,674 13,674 owned after | $0.00 | 2017-04-28 | |
| 2017-03-24 | HOVSEPIAN RONALD W Director, Officer (Chief Executive Officer) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,780 54,780 owned after | $0.00 | 2017-03-28 | |
| 2017-03-24 | Frederick John W. Officer (Chief Financial Officer) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,623 36,623 owned after | $0.00 | 2017-03-28 | |
| 2017-03-24 | Waldis Stephen G Director, Officer (Executive Chairman) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,240 43,240 owned after | $0.00 | 2017-03-28 | |
| 2017-03-24 | Prague Ronald Officer (General Counsel) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,638 9,638 owned after | $0.00 | 2017-03-28 | |
| 2017-03-24 | Garcia Robert Officer (President and COO) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,125 32,125 owned after | $0.00 | 2017-03-28 | |
| 2017-02-01 | Waldis Stephen G Director, Officer (Executive Chairman) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,510 0 owned after | $0.00 | 2017-02-03 | |
| 2017-02-01 | Rosenberger Karen Officer (EVP & Chief Financial Officer) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,386 0 owned after | $0.00 | 2017-02-03 | |
| 2017-02-01 | Prague Ronald Officer (General Counsel) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,741 0 owned after | $0.00 | 2017-02-03 | |
| 2017-02-01 | Garcia Robert Officer (President and COO) | 4 | 2015 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,134 0 owned after | $0.00 | 2017-02-03 | |
| 2017-01-24 holding as of filing | HOVSEPIAN RONALD W Director, Officer (Chief Executive Officer) | 3 | 2014 Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-24 | ||
| 2017-01-24 holding as of filing | HOVSEPIAN RONALD W Director, Officer (Chief Executive Officer) | 3 | 2015 Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-24 |