Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-20: Reporting owner Rosenberger Karen; Form 4; Security 2014 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-13: Reporting owner Lazzaro Nicholas P; Form 4; Security 2014 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-13: Reporting owner Waldis Stephen G; Form 4; Security 2014 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-13: Reporting owner Prague Ronald; Form 4; Security 2014 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-20 | Rosenberger Karen Officer (Chief Accounting Officer) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,495 2,495 owned after | $0.00 | 2014-02-20 | |
| 2014-02-13 | Lazzaro Nicholas P Officer (EVP & President of No. Americ) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2014-02-19 | |
| 2014-02-13 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,493 40,493 owned after | $0.00 | 2014-02-18 | |
| 2014-02-13 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2014-02-18 | |
| 2014-02-13 | Irving Lawrence R. Officer (EVP and CFO) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,132 14,132 owned after | $0.00 | 2014-02-18 | |
| 2014-02-13 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2014-02-18 | |
| 2014-02-13 | Garcia Robert Officer (President) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.00 | 2014-02-18 | |
| 2014-02-13 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2014 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,892 7,892 owned after | $0.00 | 2014-02-18 | |
| 2014-01-29 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,056 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Rosenberger Karen Officer (Chief Accounting Officer) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −805 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,926 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Irving Lawrence R. Officer (EVP and CFO) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,867 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,926 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Garcia Robert Officer (President) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,878 0 owned after | $0.00 | 2014-01-31 | |
| 2014-01-29 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2013 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,926 0 owned after | $0.00 | 2014-01-31 |