Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-14: Reporting owner Hilbert Paula J; Form 4; Security 2013 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-14: Reporting owner Prague Ronald; Form 4; Security 2011-2012 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-14: Reporting owner Garcia Robert; Form 4; Security 2013 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-14: Reporting owner Rosenberger Karen; Form 4; Security 2013 Performance Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-14 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2013 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Garcia Robert Officer (President) | 4 | 2013 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Rosenberger Karen Officer (Chief Accounting Officer) | 4 | 2013 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2013 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Irving Lawrence R. Officer (EVP and CFO) | 4 | 2011-2012 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,900 13,900 owned after | $0.00 | 2013-02-15 | |
| 2013-02-14 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2013 Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,000 43,000 owned after | $0.00 | 2013-02-15 | |
| 2013-02-04 | Rosenberger Karen Officer (Chief Accounting Officer) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,030 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,213 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Putnam Christopher Officer (Executive Vice President) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,091 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,384 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Irving Lawrence R. Officer (EVP and CFO) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,445 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,030 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Garcia Robert Officer (President) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,283 0 owned after | $0.00 | 2013-02-06 | |
| 2013-02-04 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2011-2012 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,384 0 owned after | $0.00 | 2013-02-06 |