SURREY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-21: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A 4.5 Convertible Non-Cumulative Preferred; Transaction Holding.
- 2015-05-21: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A 4.5% Convertible Non-Cumulative Perpetual Preferred; Transaction Holding.
- 2015-05-21: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series D 5.0% Convertible Non-Cumulative Perpetual Preferred; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-21 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5 Convertible Non-Cumulative Preferred Derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2015-05-21 | |
| 2015-05-21 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2015-05-21 | |
| 2015-05-21 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2015-05-21 |