SURREY BANCORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-27: Reporting owner WEBB TOM G; Form 5; Security Series D 5.0% Convertible Non-Cumulative Perpetual Preferre; Transaction Holding.
- 2011-12-19: Reporting owner TOWE MARK H; Form 4; Security Common stock dividend; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 holding as of filing | WEBB TOM G Director | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferre Derivative · Direct | Holding | 7,063 owned after | no price filed | 2014-01-27 | |
| 2011-12-19 | TOWE MARK H Officer (Chief Financial Officer) | 4 | Common stock dividend Derivative · Direct | J Other acquisition or disposition (describe transaction) | +837 1 owned after | $12.06 exercise price | 2011-12-21 |