SURREY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-09: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A preferred stock; Transaction Holding.
- 2013-08-09: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A preferred stock; Transaction Holding.
- 2013-08-09: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series D preferred stock; Transaction Holding.
- 2013-08-05: Reporting owner MOODY ROBERT H; Form 4; Security Series A preferred stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-08-09 | |
| 2013-08-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-08-09 | |
| 2013-08-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-08-09 | |
| 2013-08-05 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series A preferred stock Non-derivative · Direct | Holding | 7,786 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series D preferred stock Non-derivative · Direct | Holding | 7,200 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-08-05 | |
| 2013-08-05 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-08-05 | |
| 2013-07-11 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-07-11 | |
| 2013-07-11 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-07-11 | |
| 2013-07-11 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-07-11 | |
| 2013-07-09 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-07-09 | |
| 2013-07-09 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-07-09 | |
| 2013-07-05 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-07-05 | |
| 2013-07-02 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-07-02 | |
| 2013-07-02 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-07-02 | |
| 2013-07-02 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-07-02 | |
| 2013-07-02 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-07-02 | |
| 2013-06-11 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-06-11 | |
| 2013-06-11 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-06-11 | |
| 2013-05-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-05-31 | |
| 2013-05-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-05-31 | |
| 2013-05-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-05-31 | |
| 2013-05-22 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-05-22 | |
| 2013-05-22 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-05-22 | |
| 2013-05-03 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 7,786 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series D Preferred Stock Non-derivative · Direct | Holding | 7,200 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-05-03 | |
| 2013-05-03 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-05-03 | |
| 2013-04-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-04-09 | |
| 2013-04-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-04-09 | |
| 2013-04-09 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-04-09 | |
| 2013-03-04 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 5,090 owned after | no price filed | 2013-03-04 | |
| 2013-03-04 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2013-03-04 | |
| 2013-02-27 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2013-02-27 | |
| 2013-02-27 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A preferred stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2013-02-27 | |
| 2013-02-27 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2013-02-27 | |
| 2013-01-16 holding as of filing | WEBB TOM G Director | 4 | Series A preferred stock Non-derivative · Direct · (m) | Holding | 1,800 owned after | no price filed | 2013-01-16 | |
| 2013-01-16 holding as of filing | WEBB TOM G Director | 4 | Series D preferred stock Non-derivative · Direct · (m) | Holding | 7,063 owned after | no price filed | 2013-01-16 |