SURREY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-29: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A 4.5 Convertible Non-Cumulative Preferred; Transaction Holding.
- 2014-09-29: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series A 4.5 Convertible Non-Cumulative Preferred; Transaction Holding.
- 2014-09-29: Reporting owner REES FLOYD EUGENE JR; Form 4; Security Series D 5.0% Convertible Non-Cumulative Perpetual Preferred; Transaction Holding.
- 2014-07-31: Reporting owner MOODY ROBERT H; Form 4; Security Series A 4.5% Convertible Non-Cumulative Perpetual Preferred; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-29 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5 Convertible Non-Cumulative Preferred Derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2014-09-29 | |
| 2014-09-29 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5 Convertible Non-Cumulative Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-09-29 | |
| 2014-09-29 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2014-09-29 | |
| 2014-07-31 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 7,786 owned after | no price filed | 2014-07-31 | |
| 2014-07-31 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 4 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 7,200 owned after | no price filed | 2014-07-31 | |
| 2014-07-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5 Convertible Non-Cumulative Preferred Derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2014-07-31 | |
| 2014-07-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-07-31 | |
| 2014-07-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2014-07-31 | |
| 2014-03-18 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5% Convertible Non-Cumulative Preferred Derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2014-03-18 | |
| 2014-03-18 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-03-18 | |
| 2014-03-18 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2014-03-18 | |
| 2014-01-31 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5/A | Series 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 4,643 owned after | no price filed | 2014-01-31 | |
| 2014-01-31 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5/A | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 447 owned after | no price filed | 2014-01-31 | |
| 2014-01-31 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5/A | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2014-01-31 | |
| 2014-01-27 holding as of filing | Wright Betty Johnson 10% Owner | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 36,161 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | Wright Betty Johnson 10% Owner | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 42,373 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | WILLIAMS BUDDY E Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 3,572 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | WILLIAMS BUDDY E Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | WILLIAMS BUDDY E Director | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 7,063 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | WEBB TOM G Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 1,800 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | REES FLOYD EUGENE JR Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | REES FLOYD EUGENE JR Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | REES FLOYD EUGENE JR Director | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 7,786 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | MOODY ROBERT H Director, Officer (Chairman of the Board) | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 7,200 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | LOVILL ELIZABETH J Director | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 3,572 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | LOVILL ELIZABETH J Director | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | 7,063 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 4,643 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Indirect · (m) | Holding | 447 owned after | no price filed | 2014-01-27 | |
| 2014-01-27 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 5 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct · (m) | Holding | 17,655 owned after | no price filed | 2014-01-27 | |
| 2014-01-24 holding as of filing | Wright Betty Johnson 10% Owner | 3 | Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2014-01-24 | ||
| 2014-01-24 holding as of filing | Wright Betty Johnson 10% Owner | 3 | Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Derivative · Direct | Holding | no price filed | 2014-01-24 | ||
| 2014-01-17 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 11,000 owned after | no price filed | 2014-01-17 | |
| 2014-01-17 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 1,800 owned after | no price filed | 2014-01-17 | |
| 2014-01-17 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Series D Preferred Stock Non-derivative · Direct · (m) | Holding | 14,125 owned after | no price filed | 2014-01-17 |