SURREY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-16: Reporting owner ASHBY EDWARD C III; Form 4; Security Series A 4.5% Convertible Cumulative Perpetural Preferred; Transaction Holding.
- 2016-03-16: Reporting owner ASHBY EDWARD C III; Form 4; Security Series D 5.0% Convertible Non-cumulative Perpetual Preferred; Transaction Holding.
- 2016-03-14: Reporting owner ASHBY EDWARD C III; Form 4; Security Series A 4.5% Convertible Cumulative Perpetural Preferred; Transaction Holding.
- 2016-03-14: Reporting owner ASHBY EDWARD C III; Form 4; Security Series D 5.0% Convertible Non-cumulative Perpetual Preferred; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-16 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series A 4.5% Convertible Cumulative Perpetural Preferred Derivative · Direct | Holding | 5,090 owned after | no price filed | 2016-03-16 | |
| 2016-03-16 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series D 5.0% Convertible Non-cumulative Perpetual Preferred Derivative · Direct | Holding | 17,655 owned after | no price filed | 2016-03-16 | |
| 2016-03-14 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series A 4.5% Convertible Cumulative Perpetural Preferred Derivative · Direct | Holding | 5,090 owned after | no price filed | 2016-03-14 | |
| 2016-03-14 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series D 5.0% Convertible Non-cumulative Perpetual Preferred Derivative · Direct | Holding | 17,655 owned after | no price filed | 2016-03-14 | |
| 2016-01-26 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series A 4.5% Convertible Cumulative Perpetural Preferred Derivative · Direct | Holding | 5,090 owned after | no price filed | 2016-01-26 | |
| 2016-01-26 holding as of filing | ASHBY EDWARD C III Director, Officer (President & CEO) | 4 | Series D 5.0% Convertible Non-cumulative Perpetual Preferred Derivative · Direct | Holding | 17,655 owned after | no price filed | 2016-01-26 |