SURREY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 694 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-24: Reporting owner MOODY ROBERT H; Form 4; Security Series A preferred stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-01: Reporting owner WILLIAMS BUDDY E; Form 4; Security Series D preferred stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-01: Reporting owner JOHNSON WILLIAM A; Form 4; Security Series D preferred stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-01: Reporting owner WEBB TOM G; Form 4; Security Series D preferred stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-24 | MOODY ROBERT H Director | 4 | Series A preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,214 7,786 owned after | $17.74 | 2011-09-13 | |
| 2010-12-01 | WILLIAMS BUDDY E Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,063 7,063 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | JOHNSON WILLIAM A Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,600 3,600 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | WEBB TOM G Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,063 7,063 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | LOVILL ELIZABETH J Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,063 7,063 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | MOODY ROBERT H Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,200 7,200 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | REES FLOYD EUGENE JR Director | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,125 14,125 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,655 17,655 owned after | $7.08 | 2010-12-02 | |
| 2010-12-01 | WRIGHT C HYLTON Director, Officer (Chairman of the Board), 10% Owner | 4 | Series D preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +42,373 42,373 owned after | $7.08 | 2010-12-02 | |
| 2006-02-03 | ASHBY EDWARD C III Director, Officer (Pres.& Chief Exec. Officer) | 4 | Series A preferred stock Non-derivative · Indirect · Held by company owned by wife | P Open market or private purchase of non-derivative or derivative security | +447 447 owned after | $18.25 | 2006-02-07 | |
| 2006-02-03 | WRIGHT C HYLTON Director, Officer (Chairman of the Board), 10% Owner | 4 | Series A preferred stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +446 21,875 owned after | $18.25 | 2006-02-07 |