SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-11-11: Reporting owner Hegde Vinayak; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-11-11: Reporting owner Hegde Vinayak; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,239 2,239 owned after | $0.00 | 2022-11-15 | |
| 2022-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,239 0 owned after | $0.00 | 2022-11-15 | |
| 2022-11-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,239 2,239 owned after | $0.00 | 2022-11-15 | |
| 2022-11-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,239 0 owned after | $0.00 | 2022-11-15 | |
| 2022-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,239 2,239 owned after | $0.00 | 2022-11-15 | |
| 2022-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,239 0 owned after | $0.00 | 2022-11-15 | |
| 2022-11-05 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $0.00 | 2022-11-08 | |
| 2022-11-02 holding as of filing | Sauvaget June Officer (EVP, Chief Marketing Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-11-02 | ||
| 2022-11-02 holding as of filing | Sauvaget June Officer (EVP, Chief Marketing Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-11-02 | ||
| 2022-11-02 holding as of filing | Sauvaget June Officer (EVP, Chief Marketing Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-11-02 | ||
| 2022-11-02 holding as of filing | Sauvaget June Officer (EVP, Chief Marketing Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-11-02 | ||
| 2022-11-02 holding as of filing | Evans Eileen Officer (EVP, Chief Legal Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-11-02 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSU's) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-20 holding as of filing | Dundas Guthrie Officer (Interim CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-09-20 | ||
| 2022-09-05 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,052 24,158 owned after | $0.00 | 2022-09-07 | |
| 2022-09-05 | MacRae Jason Officer (EVP, Financial Products) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,608 94,824 owned after | $0.00 | 2022-09-07 | |
| 2022-08-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,947 1,947 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,947 0 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,947 1,947 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,947 0 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,947 1,947 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,947 0 owned after | $0.00 | 2022-08-15 | |
| 2022-06-30 | Faricy Peter Director, Officer (President and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,865 50,865 owned after | $0.00 | 2022-07-05 | |
| 2022-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,643 3,643 owned after | $0.00 | 2022-05-13 | |
| 2022-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,643 0 owned after | $0.00 | 2022-05-13 | |
| 2022-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,643 3,643 owned after | $0.00 | 2022-05-13 | |
| 2022-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,643 0 owned after | $0.00 | 2022-05-13 | |
| 2022-05-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,643 3,643 owned after | $0.00 | 2022-05-13 | |
| 2022-05-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,643 0 owned after | $0.00 | 2022-05-13 | |
| 2022-05-05 | Faricy Peter Director, Officer (President and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,134 60,404 owned after | $0.00 | 2022-05-09 | |
| 2022-05-05 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,231 0 owned after | $0.00 | 2022-05-09 | |
| 2022-05-05 | MacPherson Regan J Officer (Chief Legal Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,357 25,074 owned after | $0.00 | 2022-05-09 | |
| 2022-03-16 | Kuzak Derek Officer (EVP, Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,997 77,997 owned after | $0.00 | 2022-04-12 | |
| 2022-03-16 | Faricy Peter Director, Officer (President and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,140 106,140 owned after | $0.00 | 2022-03-18 | |
| 2022-03-16 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,813 19,813 owned after | $0.00 | 2022-03-18 | |
| 2022-03-16 | MacRae Jason Officer (EVP, Financial Products) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,702 46,702 owned after | $0.00 | 2022-03-18 | |
| 2022-03-16 | MacPherson Regan J Officer (Chief Legal Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,228 21,228 owned after | $0.00 | 2022-03-18 | |
| 2022-03-16 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,702 46,702 owned after | $0.00 | 2022-03-18 | |
| 2022-03-16 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,228 21,228 owned after | $0.00 | 2022-03-18 | |
| 2022-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,748 27,497 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,430 30,860 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,946 8,839 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 1,661 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,547 4,547 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,258 18,516 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,620 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,196 4,197 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,071 3,215 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 801 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,462 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,344 24,688 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,738 15,739 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,804 0 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,999 21,997 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,960 13,960 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,009 6,027 owned after | $0.00 | 2022-03-03 | |
| 2022-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −586 1,173 owned after | $0.00 | 2022-03-03 | |
| 2022-02-25 holding as of filing | MacRae Jason Officer (EVP, Financial Products) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2022-02-25 | ||
| 2022-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,096 3,096 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,096 0 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,096 3,096 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,096 0 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,096 3,096 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | Hegde Vinayak Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,096 0 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,096 3,096 owned after | $0.00 | 2022-02-15 | |
| 2022-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,096 0 owned after | $0.00 | 2022-02-15 | |
| 2022-01-05 | Heang Vichheka Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,607 7,214 owned after | $0.00 | 2022-01-07 |