STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-26: Reporting owner Saman Robert; Form 3; Security Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2010-05-28: Reporting owner Ball F Michael; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-28: Reporting owner Ball F Michael; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-05-28: Reporting owner Bahri Rajat; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-26 holding as of filing | Saman Robert | 3 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | $15.60 exercise price | 2010-11-26 | ||
| 2010-05-28 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $8.13 exercise price | 2010-06-02 | |
| 2010-05-28 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.08 exercise price | 2010-06-01 | |
| 2010-05-28 | Bahri Rajat Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-28 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-28 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-28 | MOSHAYEDI MANOUCH Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-28 | MOSHAYEDI MEHRDAD Director, Officer (PRESIDENT, COO, CTO, SECRETARY) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-28 | Cook Raymond D Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.08 exercise price | 2010-05-28 | |
| 2010-05-27 | DALY KEVIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.56 exercise price | 2010-05-28 | |
| 2010-04-20 | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD Other (CO-TRUSTEE OF TRUST) | Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,354 28,062 owned after | $11.76 exercise price | 2010-04-20 | |
| 2010-04-20 | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD Other (CO-TRUSTEE OF TRUST) | Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,146 9,438 owned after | $10.69 exercise price | 2010-04-20 | |
| 2010-04-19 | MOSHAYEDI MANOUCH Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,354 28,062 owned after | $11.76 exercise price | 2010-04-21 | |
| 2010-04-19 | MOSHAYEDI MANOUCH Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,646 46,938 owned after | $10.69 exercise price | 2010-04-21 | |
| 2010-04-16 | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD Other (CO-TRUSTEE OF TRUST) | Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,665 0 owned after | $3.08 exercise price | 2010-04-20 | |
| 2010-04-16 | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD Other (CO-TRUSTEE OF TRUST) | Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $3.84 exercise price | 2010-04-20 |