STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-19: Reporting owner MOSHAYEDI MEHRDAD; Form 4; Security Non-Qualified Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2007-11-19: Reporting owner MOSHAYEDI MEHRDAD; Form 4; Security Non-Qualified Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2007-11-19: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Non-Qualified Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2007-11-19: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Non-Qualified Stock Options (Right to Buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-19 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-11-19 | |
| 2007-11-19 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2007-11-19 | |
| 2007-11-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-11-19 | |
| 2007-11-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 300,000 owned after | $3.84 exercise price | 2007-11-19 | |
| 2007-11-16 | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,335 0 owned after | $3.39 exercise price | 2007-11-19 | |
| 2007-11-16 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −162,335 0 owned after | $3.39 exercise price | 2007-11-19 | |
| 2007-11-05 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-11-05 | |
| 2007-11-05 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 300,000 owned after | $3.84 exercise price | 2007-11-05 | |
| 2007-11-01 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2007-11-01 | |
| 2007-11-01 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-11-01 | |
| 2007-11-01 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 300,000 owned after | $3.84 exercise price | 2007-11-01 | |
| 2007-10-31 holding as of filing | MOSHAYEDI MANOUCH | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | MOSHAYEDI MANOUCH | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-10-31 | |
| 2007-10-31 holding as of filing | MOSHAYEDI MANOUCH | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 300,000 owned after | $3.84 exercise price | 2007-10-31 | |
| 2007-06-07 holding as of filing | BALL F MICHEAL Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 100,000 owned after | $3.67 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | BALL F MICHEAL Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 30,000 owned after | $8.13 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | BALL F MICHEAL Director | 4 | Stock Option (Right to buy common stock) Derivative · Direct | Holding | 10,000 owned after | $2.74 exercise price | 2007-06-07 | |
| 2007-06-06 holding as of filing | MANIAN VAHID Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $9.35 exercise price | 2007-06-06 | |
| 2007-06-06 holding as of filing | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $3.77 exercise price | 2007-06-06 | |
| 2007-06-06 holding as of filing | PETERSON JAMES J Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.67 exercise price | 2007-06-06 | |
| 2007-06-06 holding as of filing | PETERSON JAMES J Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $3.02 exercise price | 2007-06-06 | |
| 2007-02-09 | MANIAN VAHID Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.35 | 2007-02-13 | |
| 2007-02-07 holding as of filing | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD 10% Owner | 10% Owner | Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2007-02-07 | |
| 2007-02-07 holding as of filing | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD 10% Owner | 10% Owner | Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2007-02-07 | |
| 2007-02-07 holding as of filing | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD 10% Owner | 10% Owner | Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2007-02-07 |