STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-14: Reporting owner Cook Raymond D; Form 4; Security Stock Options (Right to Buy Common Stock); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-11: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Incentive Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2008-08-11: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Non-Qualified Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2008-08-07: Reporting owner MOSHAYEDI MANOUCH; Form 4; Security Incentive Stock Options (Right to Buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-14 | Cook Raymond D Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.52 exercise price | 2008-11-18 | |
| 2008-08-11 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-08-11 | |
| 2008-08-11 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2008-08-11 | |
| 2008-08-07 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-08-07 | |
| 2008-08-07 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2008-08-07 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI SEMIFA Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI SEMIFA Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI SEMIFA Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI SEMIFA Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2008-06-06 | |
| 2008-06-06 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2008-06-06 | |
| 2008-06-04 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $3.67 exercise price | 2008-06-06 | |
| 2008-06-04 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 20,000 owned after | $3.84 exercise price | 2008-06-06 | |
| 2008-05-30 holding as of filing | BALL F MICHEAL Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 100,000 owned after | $3.67 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | BALL F MICHEAL Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 30,000 owned after | $8.13 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | BALL F MICHEAL Director | 4 | Stock Option (Right to buy common stock) Derivative · Direct | Holding | 10,000 owned after | $2.74 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | PETERSON JAMES J Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.67 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | PETERSON JAMES J Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $3.02 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $3.77 exercise price | 2008-05-30 | |
| 2008-05-30 holding as of filing | MANIAN VAHID Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $9.35 exercise price | 2008-05-30 | |
| 2008-05-28 | BALL F MICHEAL Director | 4 | Stock Option (Right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.39 exercise price | 2008-05-30 | |
| 2008-05-28 | PETERSON JAMES J Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.39 exercise price | 2008-05-30 | |
| 2008-05-28 | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.39 exercise price | 2008-05-30 | |
| 2008-05-28 | MANIAN VAHID Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.39 exercise price | 2008-05-30 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 60,000 owned after | $3.67 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.84 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.84 exercise price | 2008-05-23 | |
| 2008-05-23 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2008-05-23 | |
| 2008-05-21 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 60,000 owned after | $3.67 exercise price | 2008-05-23 | |
| 2008-05-09 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2008-05-09 | |
| 2008-05-09 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2008-05-09 | |
| 2008-05-09 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2008-05-09 | |
| 2008-05-09 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2008-05-09 | |
| 2008-05-09 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 200,000 owned after | $3.67 exercise price | 2008-05-09 | |
| 2008-05-09 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.84 exercise price | 2008-05-09 | |
| 2008-05-07 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,416 37,416 owned after | $11.76 exercise price | 2008-05-09 | |
| 2008-05-07 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,584 62,584 owned after | $10.69 exercise price | 2008-05-09 | |
| 2008-05-07 | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,416 37,416 owned after | $11.76 exercise price | 2008-05-09 | |
| 2008-05-07 | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,584 12,584 owned after | $10.69 exercise price | 2008-05-09 | |
| 2008-05-07 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.69 exercise price | 2008-05-09 | |
| 2008-03-27 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,665 0 owned after | $3.08 exercise price | 2008-03-27 | |
| 2008-03-27 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $3.84 exercise price | 2008-03-27 |