STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 123 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-09-18: Reporting owner MOSHAYEDI MEHRDAD; Form 4; Security Non-Qualified Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2006-09-18: Reporting owner MOSES DAN; Form 4; Security Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2006-09-18: Reporting owner MOSES DAN; Form 4; Security Stock Options (Right to Buy Common Stock); Transaction Holding.
- 2006-09-18: Reporting owner MOSES DAN; Form 4; Security Stock Options (Right to Buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-09-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 200,000 owned after | $3.67 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.84 exercise price | 2006-09-18 | |
| 2006-09-15 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 115,000 owned after | $3.08 exercise price | 2006-09-18 | |
| 2006-09-14 | MOSES DAN Director, Officer (Chief Financial Officer & EVP) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 125,000 owned after | $3.08 exercise price | 2006-09-18 | |
| 2006-08-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2006-08-18 | |
| 2006-08-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2006-08-18 | |
| 2006-08-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2006-08-18 | |
| 2006-08-16 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 25,000 owned after | $2.74 exercise price | 2006-08-16 | |
| 2006-08-16 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2006-08-16 | |
| 2006-08-16 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 200,000 owned after | $3.08 exercise price | 2006-08-16 | |
| 2006-08-16 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 200,000 owned after | $3.67 exercise price | 2006-08-16 | |
| 2006-08-16 holding as of filing | MOSES DAN Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $3.84 exercise price | 2006-08-16 | |
| 2006-08-07 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2006-08-07 | |
| 2006-08-07 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2006-08-07 | |
| 2006-08-07 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (COO, CTO & Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2006-08-07 | |
| 2006-05-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2006-05-19 | |
| 2006-05-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2006-05-19 | |
| 2006-05-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 300,000 owned after | $3.84 exercise price | 2006-05-19 | |
| 2006-05-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 162,335 owned after | $3.39 exercise price | 2006-05-19 | |
| 2006-05-19 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2006-05-19 |