STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-20: Reporting owner Bahri Rajat; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner Witte Matthew L.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner DALY KEVIN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-20: Reporting owner Colpitts Christopher W.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-20 | Bahri Rajat Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 120,000 owned after | $16.42 exercise price | 2011-05-23 | |
| 2011-05-20 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 90,000 owned after | $16.42 exercise price | 2011-05-23 | |
| 2011-05-20 | DALY KEVIN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $16.42 exercise price | 2011-05-23 | |
| 2011-05-20 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 90,000 owned after | $16.42 exercise price | 2011-05-23 | |
| 2011-05-20 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 140,000 owned after | $16.42 exercise price | 2011-05-23 | |
| 2011-05-13 | Cook Raymond D Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 217,500 owned after | $14.80 exercise price | 2011-05-16 | |
| 2011-05-13 | MOSHAYEDI MANOUCH Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 600,000 owned after | $14.80 exercise price | 2011-05-16 | |
| 2011-05-13 | MOSHAYEDI MEHRDAD Director, Officer (PRESIDENT, COO, CTO, SECRETARY) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 312,500 owned after | $14.80 exercise price | 2011-05-16 | |
| 2011-05-13 | Saman Robert Officer (General Counsel) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 40,000 owned after | $14.80 exercise price | 2011-05-16 | |
| 2011-01-11 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 125,000 owned after | $3.67 exercise price | 2011-01-13 | |
| 2011-01-03 | Ball F Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 175,000 owned after | $2.74 exercise price | 2011-01-05 |