STEC, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-08-13: Reporting owner MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98; Form 4; Security Non-Qualifed Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2009-08-13: Reporting owner MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98; Form 4; Security Non-Qualifed Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2009-08-13: Reporting owner MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98; Form 4; Security Incentive Stock Option (Right to Buy Common Stock); Transaction Holding.
- 2009-08-13: Reporting owner MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98; Form 4; Security Non-Qualifed Stock Option (Right to Buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-08-13 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualifed Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualifed Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualifed Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualifed Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 75,000 owned after | $14.09 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer) | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 150,000 owned after | $14.09 exercise price | 2009-08-13 | |
| 2009-05-29 holding as of filing | Ball F Michael Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 100,000 owned after | $3.67 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Ball F Michael Director | 4 | Stock Options (Right to buy common stock) Derivative · Direct | Holding | 30,000 owned after | $8.13 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Ball F Michael Director | 4 | Stock Option (Right to buy common stock) Derivative · Direct | Holding | 10,000 owned after | $2.74 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Ball F Michael Director | 4 | Stock Option (Right to buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $12.39 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $3.77 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $12.39 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Witte Matthew L. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $4.26 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 30,000 owned after | $5.41 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $5.75 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2009-05-29 | |
| 2009-05-27 | Ball F Michael Director | 4 | Stock Option (Right to buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.62 exercise price | 2009-05-29 | |
| 2009-05-27 | Bahri Rajat Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.62 exercise price | 2009-05-29 | |
| 2009-05-27 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.62 exercise price | 2009-05-29 | |
| 2009-05-27 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.62 exercise price | 2009-05-29 | |
| 2009-05-27 | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.62 exercise price | 2009-05-29 | |
| 2009-05-21 holding as of filing | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2009-05-21 | |
| 2009-05-19 | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $5.75 exercise price | 2009-05-21 | |
| 2009-05-18 holding as of filing | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 100,000 owned after | $5.75 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $10.69 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | Cook Raymond D Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 50,000 owned after | $3.52 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-05-18 | |
| 2009-05-18 holding as of filing | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2009-05-18 | |
| 2009-05-14 | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.74 exercise price | 2009-05-18 | |
| 2009-05-14 | MOSES DAN Director | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.84 exercise price | 2009-05-18 | |
| 2009-05-14 | Cook Raymond D Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $14.09 exercise price | 2009-05-18 | |
| 2009-05-14 | MOSHAYEDI MEHRDAD Director, Officer (President, COO, CTO, Secretary), 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $14.09 exercise price | 2009-05-18 | |
| 2009-05-14 | MOSHAYEDI MANOUCH Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $14.09 exercise price | 2009-05-18 | |
| 2009-03-17 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MOSHAYEDI SEMIFA | MOSHAYEDI MEHRDAD | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MOSHAYEDI MANOUCH | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-03-17 | |
| 2009-03-17 holding as of filing | MOSHAYEDI MANOUCH | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2009-03-17 | |
| 2009-03-05 | Colpitts Christopher W. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.41 exercise price | 2009-03-09 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA 10% Owner | Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 5 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 87,665 owned after | $3.08 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 5 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 250,000 owned after | $3.84 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 5 | Incentive Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | MOSHAYEDI MEHRDAD | MOSHAYEDI SEMIFA | M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 Director, Officer (President, COO, CTO, Secretary), 10% Owner | 10% Owner | 10% Owner | 5 | Non-Qualified Stock Option (Right to Buy Common Stock) Derivative · Direct | Holding | 12,584 owned after | $10.69 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 5 | Incentive Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 37,416 owned after | $11.76 exercise price | 2009-02-17 | |
| 2009-02-17 holding as of filing | M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | MOSHAYEDI MANOUCH 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 5 | Non-Qualified Stock Options (Right to Buy Common Stock) Derivative · Direct | Holding | 62,584 owned after | $10.69 exercise price | 2009-02-17 | |
| 2009-01-01 | Witte Matthew L. Director | 4 | Stock Option (Right to Buy Common Stock) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.26 exercise price | 2009-01-05 |