STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-05-06: Reporting owner BLACKBURN MARK A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-06: Reporting owner BLACKBURN MARK A; Form 4; Security Employee Stock Option (Right to Buy) ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-03: Reporting owner OTTE PAUL J; Form 4; Security Employee Stock Option (Right to buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-04-08: Reporting owner KUNK JAMES E; Form 4; Security Employee Stock Option (Right to buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-05-06 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $10.38 exercise price | 2010-05-10 | |
| 2010-05-06 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $10.38 exercise price | 2010-05-10 | |
| 2010-05-03 | OTTE PAUL J Other (Director of Parent) | 4 | Employee Stock Option (Right to buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $10.38 exercise price | 2010-05-04 | |
| 2010-04-08 | KUNK JAMES E Other (Director of Parent) | 4 | Employee Stock Option (Right to buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $10.38 exercise price | 2010-04-09 | |
| 2010-03-04 | Yano James A Officer (Vice President) | 4/A | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,322 12,322 owned after | $18.78 exercise price | 2010-03-12 | |
| 2010-03-04 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,015 54,015 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,322 12,322 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,732 10,732 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,950 7,950 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,051 17,051 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,601 18,601 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,535 41,535 owned after | $18.78 exercise price | 2010-03-08 | |
| 2010-03-04 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,632 7,632 owned after | $18.78 exercise price | 2010-03-05 |