STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-07: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-04: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-03-05: Reporting owner POWELL CYNTHIA A; Form 4/A; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-05: Reporting owner BLACKBURN MARK A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-07 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $10.38 exercise price | 2009-12-08 | |
| 2009-12-04 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $10.38 exercise price | 2009-12-08 | |
| 2009-03-05 | POWELL CYNTHIA A Officer (Vice President) | 4/A | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,948 4,948 owned after | $14.49 exercise price | 2009-03-13 | |
| 2009-03-05 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,035 27,035 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 4,900 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,025 12,025 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,994 10,994 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,948 4,948 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,088 52,088 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,872 6,872 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-03-05 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,929 7,929 owned after | $14.49 exercise price | 2009-03-09 | |
| 2009-02-25 | DANTONI DAVID J Director | 4 | Director Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $12.00 exercise price | 2009-02-26 |