STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-03: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-29: Reporting owner POWELL CYNTHIA A; Form 4/A; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-29: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-06-11: Reporting owner BLACKBURN MARK A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-03 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $11.88 exercise price | 2008-09-04 | |
| 2008-08-29 | POWELL CYNTHIA A Officer (Vice President) | 4/A | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $11.88 exercise price | 2008-09-03 | |
| 2008-08-29 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $11.88 exercise price | 2008-09-03 | |
| 2008-06-11 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $12.06 exercise price | 2008-06-13 | |
| 2008-06-11 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $12.06 exercise price | 2008-06-13 | |
| 2008-06-05 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $18.74 exercise price | 2008-06-06 | |
| 2008-04-25 | KUNK JAMES E Other (Director of Parent) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $15.31 exercise price | 2008-04-28 | |
| 2008-04-25 | KUNK JAMES E Other (Director of Parent) | 4 | Employee Stock Option (Right to buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $12.00 exercise price | 2008-04-28 | |
| 2008-03-19 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 0 owned after | $16.47 exercise price | 2008-03-20 | |
| 2008-03-19 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $16.00 exercise price | 2008-03-20 | |
| 2008-03-12 | DANTONI DAVID J Director | 4 | Director Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $15.31 exercise price | 2008-03-13 | |
| 2008-03-06 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,527 7,527 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,721 6,721 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,839 4,839 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,764 3,764 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | HAZELBAKER STEVEN R Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,764 3,764 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,834 10,834 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,834 10,834 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,839 4,839 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,613 26,613 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-03-06 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,624 49,624 owned after | $25.81 exercise price | 2008-03-10 | |
| 2008-02-04 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $17.00 exercise price | 2008-02-05 | |
| 2008-02-04 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $17.00 exercise price | 2008-02-05 |