STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-05: Reporting owner Fitch Clyde Howard Jr; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-05: Reporting owner Fitch Clyde Howard Jr; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-06: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) ISO; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-06: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-05 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $25.72 exercise price | 2008-01-09 | |
| 2007-11-05 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,850 3,850 owned after | $25.72 exercise price | 2008-01-09 | |
| 2007-09-06 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $17.00 exercise price | 2007-09-07 | |
| 2007-09-06 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $17.00 exercise price | 2007-09-07 | |
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $16.47 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $16.00 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $18.74 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $30.86 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $26.45 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $33.50 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | DUEMEY JAMES E Officer (Vice President) | 3 | Non-Qualified Stock Options Derivative · Direct | Holding | $29.53 exercise price | 2007-08-17 | ||
| 2007-05-10 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Indirect · spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $29.48 exercise price | 2007-06-14 | |
| 2007-05-03 | MILEY CATHY B Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,319 4,319 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | BLACKBURN MARK A Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,489 14,489 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,910 5,910 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | HAZELBAKER STEVEN R Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,546 4,546 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | JOHNSON NOREEN W Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,887 4,887 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,773 4,773 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,773 4,773 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,012 23,012 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-05-03 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,682 5,682 owned after | $29.53 exercise price | 2007-05-07 | |
| 2007-03-19 | JOHNSON NOREEN W Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $10.38 exercise price | 2007-03-19 | |
| 2007-03-06 holding as of filing | Schultheis Kenan Lee Other (Director of Parent) | 3 | Agents Stock Option Plan (right to buy) NQ Derivative · Indirect · Corporation | Holding | $30.67 exercise price | 2007-03-06 | ||
| 2007-03-06 holding as of filing | Schultheis Kenan Lee Other (Director of Parent) | 3 | Agents Stock Option Plan (right to buy) NQ Derivative · Indirect · Corporation | Holding | $36.46 exercise price | 2007-03-06 | ||
| 2007-03-06 holding as of filing | Schultheis Kenan Lee Other (Director of Parent) | 3 | Agents Stock Option Plan (right to buy) NQ Derivative · Indirect · Corporation | Holding | $34.68 exercise price | 2007-03-06 | ||
| 2007-03-06 holding as of filing | Schultheis Kenan Lee Other (Director of Parent) | 3 | Agents Stock Option Plan (right to buy) NQ Derivative · Indirect · Corporation | Holding | $34.68 exercise price | 2007-03-06 | ||
| 2007-02-20 | DANTONI DAVID J Director | 4 | Director Stock Option (Right to Buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,000 0 owned after | $9.31 exercise price | 2007-02-22 |