Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-15: Reporting owner WEIBLING DENNIS M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-15: Reporting owner Wilson Harry James; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-15: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-15: Reporting owner TAUBMAN ROBERT S; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 2,472 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 4 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 2,225 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91 5,452 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 690 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 4 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 690 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107 6,682 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 39 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 4 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 4 owned after | no price filed | 2014-09-16 | |
| 2014-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 2,225 owned after | no price filed | 2014-09-16 | |
| 2014-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 2,422 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57 3,053 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 2,178 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 670 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88 5,361 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 670 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104 6,575 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 35 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 2,178 owned after | no price filed | 2014-06-17 | |
| 2014-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 2,422 owned after | no price filed | 2014-06-17 | |
| 2014-03-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,657 2,373 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,539 2,133 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,078 5,273 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +571 652 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,963 2,996 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +571 652 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,645 6,472 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 32 owned after | no price filed | 2014-03-17 | |
| 2014-03-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,539 2,133 owned after | no price filed | 2014-03-17 |