Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-15: Reporting owner WEIBLING DENNIS M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-15: Reporting owner QUESTROM ALLEN I; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-15: Reporting owner TAUBMAN ROBERT S; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-15: Reporting owner STEWART DONALD M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 7 owned after | no price filed | 2006-12-19 | |
| 2006-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 23 owned after | no price filed | 2006-12-19 | |
| 2006-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 89 owned after | no price filed | 2006-12-19 | |
| 2006-12-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23 48 owned after | no price filed | 2006-12-19 | |
| 2006-12-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 163 owned after | no price filed | 2006-12-19 | |
| 2006-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 163 owned after | no price filed | 2006-12-19 | |
| 2006-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 4 owned after | no price filed | 2006-09-19 | |
| 2006-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 12 owned after | no price filed | 2006-09-19 | |
| 2006-09-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 25 owned after | no price filed | 2006-09-19 | |
| 2006-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 46 owned after | no price filed | 2006-09-19 | |
| 2006-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64 104 owned after | no price filed | 2006-09-19 | |
| 2006-09-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64 104 owned after | no price filed | 2006-09-19 | |
| 2006-03-10 | GILLIS MIKE Officer (SVP, Controller, CAO) | 4 | Employee Stock Otpion-Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $13.69 exercise price | 2006-03-14 | |
| 2006-03-01 holding as of filing | Ulmer David Officer (SVP Chief Tech & Strat Officer) | 3/A | Class A Limited Voting Common Stock Derivative · Direct | Holding | no price filed | 2006-03-01 | ||
| 2006-02-02 holding as of filing | Ulmer David Officer (SVP and Chief Tech Officer) | 3 | Class A Limited Voting Common Stock Derivative · Direct | Holding | no price filed | 2006-02-02 |