SolarWinds, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner Siminoff Ellen F; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-21: Reporting owner Kalsu James Barton; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-21: Reporting owner Kalsu James Barton; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-17: Reporting owner HIBBERD DOUGLAS G; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 14,000 owned after | $9.40 exercise price | 2014-12-08 | |
| 2014-11-21 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,338 0 owned after | $4.35 exercise price | 2014-11-25 | |
| 2014-11-21 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $4.48 exercise price | 2014-11-25 | |
| 2014-11-17 | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,050 2,701 owned after | $18.87 exercise price | 2014-11-19 | |
| 2014-11-17 | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,427 6,855 owned after | $20.06 exercise price | 2014-11-19 | |
| 2014-11-17 | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,477 44,280 owned after | $28.03 exercise price | 2014-11-19 | |
| 2014-11-12 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,574 198,116 owned after | $10.00 exercise price | 2014-11-13 | |
| 2014-11-10 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 40,910 owned after | $28.03 exercise price | 2014-11-12 | |
| 2014-11-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 16,000 owned after | $9.40 exercise price | 2014-11-07 | |
| 2014-10-06 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 18,000 owned after | $9.40 exercise price | 2014-10-07 | |
| 2014-09-15 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,587 0 owned after | $10.00 exercise price | 2014-09-16 | |
| 2014-09-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 20,000 owned after | $9.40 exercise price | 2014-09-09 | |
| 2014-08-13 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,426 0 owned after | $4.35 exercise price | 2014-08-14 | |
| 2014-08-11 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,499 12,703 owned after | $20.06 exercise price | 2014-08-13 | |
| 2014-08-11 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,501 70,910 owned after | $28.03 exercise price | 2014-08-13 | |
| 2014-08-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 22,000 owned after | $9.40 exercise price | 2014-08-06 | |
| 2014-07-11 | CORMIER PAUL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,262 13,262 owned after | $37.89 exercise price | 2014-07-15 | |
| 2014-06-17 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,338 owned after | $4.35 exercise price | 2014-06-19 | |
| 2014-06-17 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 12,000 owned after | $4.48 exercise price | 2014-06-19 | |
| 2014-05-15 | Nye Benjamin Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $37.38 exercise price | 2014-05-19 | |
| 2014-05-15 | SIPPL ROGER J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $37.38 exercise price | 2014-05-19 | |
| 2014-05-15 | CAKEBREAD STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $37.38 exercise price | 2014-05-19 | |
| 2014-05-15 | WATERHOUSE LLOYD G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $37.38 exercise price | 2014-05-19 | |
| 2014-05-15 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,706 10,706 owned after | $37.38 exercise price | 2014-05-19 | |
| 2014-05-12 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,302 4,677 owned after | $18.87 exercise price | 2014-05-14 | |
| 2014-05-12 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,698 34,202 owned after | $20.06 exercise price | 2014-05-14 | |
| 2014-05-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 28,000 owned after | $9.40 exercise price | 2014-05-07 | |
| 2014-03-04 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 86,426 owned after | $4.35 exercise price | 2014-03-06 | |
| 2014-02-20 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,364 291,690 owned after | $10.00 exercise price | 2014-02-20 | |
| 2014-02-18 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,459 15,338 owned after | $4.35 exercise price | 2014-02-20 | |
| 2014-02-18 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,400 24,587 owned after | $10.00 exercise price | 2014-02-20 | |
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.87 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.06 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $28.03 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.39 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.39 exercise price | 2014-02-18 | ||
| 2014-02-18 holding as of filing | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $42.46 exercise price | 2014-02-18 | ||
| 2014-02-10 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,579 2,792 owned after | $10.00 exercise price | 2014-02-12 | |
| 2014-02-10 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,421 21,979 owned after | $18.87 exercise price | 2014-02-12 | |
| 2014-02-07 holding as of filing | SIMS BRYAN ALLEN Officer (SVP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 11,191 owned after | $28.03 exercise price | 2014-02-07 | |
| 2014-02-06 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,360 225,360 owned after | $42.46 exercise price | 2014-02-10 | |
| 2014-02-06 | Ream Jason Officer (EVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,390 25,390 owned after | $42.46 exercise price | 2014-02-10 | |
| 2014-02-06 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,070 45,070 owned after | $42.46 exercise price | 2014-02-10 | |
| 2014-02-06 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,070 45,070 owned after | $42.46 exercise price | 2014-02-10 | |
| 2014-02-06 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,070 29,070 owned after | $42.46 exercise price | 2014-02-10 |