SolarWinds, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-10: Reporting owner HIBBERD DOUGLAS G; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-10: Reporting owner HIBBERD DOUGLAS G; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-10: Reporting owner HIBBERD DOUGLAS G; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-29: Reporting owner Siminoff Ellen F; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-10 | HIBBERD DOUGLAS G Officer (EVP, Pres. Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 676 owned after | $18.87 exercise price | 2015-11-12 | |
| 2015-11-10 | HIBBERD DOUGLAS G Officer (EVP, Pres. Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,449 4,406 owned after | $20.06 exercise price | 2015-11-12 | |
| 2015-11-10 | HIBBERD DOUGLAS G Officer (EVP, Pres. Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,517 40,763 owned after | $28.03 exercise price | 2015-11-12 | |
| 2015-10-29 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 3,176 owned after | $9.40 exercise price | 2015-10-30 | |
| 2015-09-08 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 4,980 owned after | $9.40 exercise price | 2015-09-09 | |
| 2015-08-11 | Strelzick Paul Officer (EVP President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,677 0 owned after | $18.87 exercise price | 2015-08-11 | |
| 2015-08-11 | Strelzick Paul Officer (EVP President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,087 8,616 owned after | $20.06 exercise price | 2015-08-11 | |
| 2015-08-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 6,784 owned after | $9.40 exercise price | 2015-08-06 | |
| 2015-07-30 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 8,588 owned after | $9.40 exercise price | 2015-08-03 | |
| 2015-06-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 10,392 owned after | $9.40 exercise price | 2015-06-09 | |
| 2015-05-19 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 0 owned after | $18.87 exercise price | 2015-05-21 | |
| 2015-05-14 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,816 8,816 owned after | $48.55 exercise price | 2015-05-18 | |
| 2015-05-14 | WATERHOUSE LLOYD G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,816 8,816 owned after | $48.55 exercise price | 2015-05-18 | |
| 2015-05-14 | SIPPL ROGER J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,816 8,816 owned after | $48.55 exercise price | 2015-05-18 | |
| 2015-05-14 | CORMIER PAUL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,816 8,816 owned after | $48.55 exercise price | 2015-05-18 | |
| 2015-05-14 | CAKEBREAD STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,816 8,816 owned after | $48.55 exercise price | 2015-05-18 | |
| 2015-05-14 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 108,116 owned after | $10.00 exercise price | 2015-05-18 | |
| 2015-05-12 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,573 29,337 owned after | $28.03 exercise price | 2015-05-13 | |
| 2015-05-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804 12,196 owned after | $9.40 exercise price | 2015-05-06 | |
| 2015-04-06 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,969 owned after | $18.41 exercise price | 2015-04-07 | |
| 2015-03-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,969 owned after | $18.41 exercise price | 2015-03-06 | |
| 2015-02-18 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,100 153,116 owned after | $10.00 exercise price | 2015-02-19 | |
| 2015-02-17 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,900 172,216 owned after | $10.00 exercise price | 2015-02-19 | |
| 2015-02-17 | Ream Jason Officer (EVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −265 1,012 owned after | $19.49 exercise price | 2015-02-19 | |
| 2015-02-17 | Ream Jason Officer (EVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,040 3,306 owned after | $28.03 exercise price | 2015-02-19 | |
| 2015-02-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,681 owned after | $19.99 exercise price | 2015-02-05 | |
| 2015-02-03 | HIBBERD DOUGLAS G Officer (EVP, Pres., Bus.Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,290 51,290 owned after | $48.72 exercise price | 2015-02-05 | |
| 2015-02-03 | Strelzick Paul Officer (EVP, President Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,290 51,290 owned after | $48.72 exercise price | 2015-02-05 | |
| 2015-02-03 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,980 166,980 owned after | $48.72 exercise price | 2015-02-05 | |
| 2015-02-03 | Kalsu James Barton Officer (EVP & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,940 42,940 owned after | $48.72 exercise price | 2015-02-05 | |
| 2015-02-03 | Ream Jason Officer (EVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,940 42,940 owned after | $48.72 exercise price | 2015-02-05 | |
| 2015-01-05 | Siminoff Ellen F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,681 owned after | $19.99 exercise price | 2015-01-05 |