SolarWinds, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-05-26: Reporting owner Nye Benjamin; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2009-05-26: Reporting owner BAIN CAPITAL VENTURE INVESTORS, LLC | KRUPKA MICHAEL A | Bain Capital Venture Integral Investors, LLC; Form 4; Security Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2009-05-26: Reporting owner HORING JEFF; Form 4; Security Convertible Preferred Stock, par value $0.001 per share; Transaction C Conversion of derivative security.
- 2009-05-26: Reporting owner Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C.; Form 4; Security Convertible Preferred Stock, par value $0.001 per share; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-05-26 | Nye Benjamin Director, 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · See Footnote (1) | C Conversion of derivative security | −7,025,555 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | BAIN CAPITAL VENTURE INVESTORS, LLC | KRUPKA MICHAEL A | Bain Capital Venture Integral Investors, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · See Footnote (1) | C Conversion of derivative security | −7,025,555 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | HORING JEFF Director, 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · See footnote | C Conversion of derivative security | −8,704,218 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −3,219,159 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −974,714 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −189,299 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −3,264,064 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Holdings Group, LLC | Insight Venture Partners Cayman V L P | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Venture Associates V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · (m) | C Conversion of derivative security | −7,647,236 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Associates IV, LLC | Insight Venture Partners IV (Fund B), L.P. | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC | Insight Venture Partners IV (Co-Investors), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −835,640 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Associates IV, LLC | Insight Venture Partners IV (Fund B), L.P. | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC | Insight Venture Partners IV (Co-Investors), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −6,642 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Associates IV, LLC | Insight Venture Partners IV (Fund B), L.P. | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC | Insight Venture Partners IV (Co-Investors), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −111,718 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Associates IV, LLC | Insight Venture Partners IV (Fund B), L.P. | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC | Insight Venture Partners IV (Co-Investors), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Direct · (m) | C Conversion of derivative security | −102,982 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Associates IV, LLC | Insight Venture Partners IV (Fund B), L.P. | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC | Insight Venture Partners IV (Co-Investors), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · (m) | C Conversion of derivative security | −1,056,982 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | MARTIN BOB L Director | 4 | Convertible Preferred Stock Derivative · Indirect · By Trust | C Conversion of derivative security | −186,519 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Yonce Donald Director, 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By GRAT | C Conversion of derivative security | −5,160,967 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Yonce Donald Director, 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By LP | C Conversion of derivative security | −2,672,832 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | Donald Yonce 2007 Trust Director | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,160,967 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-26 | THORNTON JOHN D Director | 4 | Convertible Preferred Stock Derivative · Indirect · By LP | C Conversion of derivative security | −724,770 0 owned after | $0.00 | 2009-05-28 | |
| 2009-05-20 holding as of filing | Donald Yonce 2007 Trust 10% Owner | 3 | Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THORNTON JOHN D Director | 3 | Convertible Preferred Stock Derivative · Indirect · By LP | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | MARTIN BOB L Director | 3 | Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Yonce Donald Director, 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · By Trust and LP | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Insight Venture Partners IV (Fund B), L.P. | Insight Venture Partners IV (Cayman), L.P. | Insight Venture Partners IV (Co-Investors), L.P. | Insight Venture Associates IV, LLC | INSIGHT VENTURE PARTNERS IV LP | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Insight Venture Partners V (Employee Co-Investors) L P | Insight Venture Associates V, L.L.C. | Insight Venture Partners Cayman V L P | Insight Venture Partners V Coinvestment Fund L P | Insight Venture Partners V L P | Insight Holdings Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Bain Capital Venture Integral Investors, LLC | BAIN CAPITAL VENTURE INVESTORS, LLC | KRUPKA MICHAEL A 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Nye Benjamin Director, 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2009-05-20 | ||
| 2009-05-19 holding as of filing | HORING JEFF Director, 10% Owner | 3 | Convertible Preferred Stock, par value $0.001 per share Derivative · Indirect · See footnote | Holding | no price filed | 2009-05-19 |