SolarWinds, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-08: Reporting owner Strelzick Paul; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-08: Reporting owner Strelzick Paul; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-08: Reporting owner Strelzick Paul; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-02: Reporting owner Ream Jason; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 10,371 owned after | $10.00 exercise price | 2013-11-12 | |
| 2013-10-08 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,450 0 owned after | $4.48 exercise price | 2013-10-10 | |
| 2013-10-08 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,550 22,371 owned after | $10.00 exercise price | 2013-10-10 | |
| 2013-10-02 holding as of filing | Ream Jason Officer (EVP & CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.49 exercise price | 2013-10-02 | ||
| 2013-10-02 holding as of filing | Ream Jason Officer (EVP & CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $28.03 exercise price | 2013-10-02 | ||
| 2013-10-02 holding as of filing | Ream Jason Officer (EVP & CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $53.39 exercise price | 2013-10-02 | ||
| 2013-10-02 holding as of filing | Ream Jason Officer (EVP & CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.09 exercise price | 2013-10-02 | ||
| 2013-10-01 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 146,426 owned after | $4.35 exercise price | 2013-10-03 | |
| 2013-09-11 | Kalsu James Barton Officer (Chief Account. & SVP, Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,743 58,743 owned after | $39.09 exercise price | 2013-09-17 | |
| 2013-08-13 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 150,000 owned after | $18.97 exercise price | 2013-08-15 | |
| 2013-07-29 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,367 0 owned after | $2.69 exercise price | 2013-07-30 | |
| 2013-07-09 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 7,450 owned after | $4.48 exercise price | 2013-07-10 | |
| 2013-07-08 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,426 9 owned after | $4.06 exercise price | 2013-07-10 | |
| 2013-07-08 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,574 196,426 owned after | $4.35 exercise price | 2013-07-10 | |
| 2013-05-31 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 7,367 owned after | $2.69 exercise price | 2013-06-03 | |
| 2013-05-31 | SIMS BRYAN ALLEN Officer (SVP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,262 5,038 owned after | $18.87 exercise price | 2013-06-03 | |
| 2013-05-29 | SIMS BRYAN ALLEN Officer (SVP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,564 0 owned after | $10.00 exercise price | 2013-05-30 | |
| 2013-05-14 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 165,000 owned after | $18.97 exercise price | 2013-05-16 | |
| 2013-05-09 | Nye Benjamin Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-09 | Bonham Mark Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-09 | CAKEBREAD STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-09 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-09 | SIPPL ROGER J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-09 | WATERHOUSE LLOYD G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,109 6,109 owned after | $44.64 exercise price | 2013-05-13 | |
| 2013-05-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 6,751 owned after | $18.87 exercise price | 2013-05-02 | |
| 2013-05-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,469 10,282 owned after | $20.06 exercise price | 2013-05-02 | |
| 2013-05-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,517 52,757 owned after | $28.03 exercise price | 2013-05-02 | |
| 2013-04-09 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,450 0 owned after | $4.35 exercise price | 2013-04-11 | |
| 2013-04-09 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,550 25,450 owned after | $4.48 exercise price | 2013-04-11 | |
| 2013-04-02 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,514 0 owned after | $2.69 exercise price | 2013-04-04 | |
| 2013-04-02 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,486 36,435 owned after | $4.06 exercise price | 2013-04-04 | |
| 2013-03-14 | Kalsu James Barton Officer (Chief Account. & SVP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 36,797 owned after | $4.35 exercise price | 2013-03-18 | |
| 2013-02-13 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,739 32,921 owned after | $10.00 exercise price | 2013-02-14 | |
| 2013-02-12 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 180,000 owned after | $18.97 exercise price | 2013-02-14 | |
| 2013-02-07 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,463 295,054 owned after | $10.00 exercise price | 2013-02-11 | |
| 2013-02-07 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,079 56,921 owned after | $4.06 exercise price | 2013-02-11 | |
| 2013-02-06 | Kalsu James Barton Officer (Chief Account. & SVP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,038 6,038 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | SIMS BRYAN ALLEN Officer (SVP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,606 5,606 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,060 33,060 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,736 79,736 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,604 15,604 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,109 25,109 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,152 13,152 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,336 26,336 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,119 28,119 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-06 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,250 17,250 owned after | $53.39 exercise price | 2013-02-08 | |
| 2013-02-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,760 9,712 owned after | $4.35 exercise price | 2013-02-05 | |
| 2013-02-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 8,776 owned after | $18.87 exercise price | 2013-02-05 | |
| 2013-02-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,468 11,751 owned after | $20.06 exercise price | 2013-02-05 | |
| 2013-02-01 | HIBBERD DOUGLAS G Officer (EVP, Strategic Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,517 56,274 owned after | $28.03 exercise price | 2013-02-05 | |
| 2013-01-08 | Strelzick Paul Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 7,450 owned after | $4.35 exercise price | 2013-01-10 | |
| 2013-01-07 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 29,514 owned after | $2.69 exercise price | 2013-01-08 | |
| 2013-01-03 | SIMS BRYAN ALLEN Officer (SVP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,599 1,564 owned after | $10.00 exercise price | 2013-01-07 |