SolarWinds, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 75 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-22: Reporting owner Strelzick Paul; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner SIMS BRYAN ALLEN; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner SELVAGGI RITA J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-18: Reporting owner HIBBERD DOUGLAS G; Form 4; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-22 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,517 146,950 owned after | $4.35 exercise price | 2009-12-23 | |
| 2009-12-21 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,631 191,646 owned after | $4.06 exercise price | 2009-12-23 | |
| 2009-12-21 | SELVAGGI RITA J Officer (Senior VP, Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,545 231,896 owned after | $2.69 exercise price | 2009-12-23 | |
| 2009-12-18 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By LP | Holding | 110,000 owned after | $2.69 exercise price | 2009-12-18 | |
| 2009-12-17 | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,300 112,210 owned after | $2.69 exercise price | 2009-12-18 | |
| 2009-12-16 | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,190 647,573 owned after | $2.69 exercise price | 2009-12-18 | |
| 2009-12-16 | Strop Garry D Officer (VP, HR & Corp Infrastructure) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 221,250 owned after | $9.40 exercise price | 2009-12-18 | |
| 2009-12-16 | Owens John David Officer (VP, Finance & Operations, EMEA) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,725 77,331 owned after | $4.06 exercise price | 2009-12-18 | |
| 2009-12-16 | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,999 137,795 owned after | $4.35 exercise price | 2009-12-18 | |
| 2009-12-16 | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,241 1,322,917 owned after | $2.69 exercise price | 2009-12-18 | |
| 2009-12-16 | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,800 1,119,222 owned after | $2.69 exercise price | 2009-12-18 | |
| 2009-07-30 | MARTIN BOB L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,681 6,681 owned after | $19.99 exercise price | 2009-11-19 | |
| 2009-07-30 | Siminoff Ellen F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,861 6,861 owned after | $19.99 exercise price | 2009-11-19 | |
| 2009-07-30 | CAKEBREAD STEVEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,861 6,861 owned after | $19.99 exercise price | 2009-11-19 | |
| 2009-06-02 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By LP | Holding | 110,000 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,540 124,510 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,594 1,363,158 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,948 1,139,022 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,135 662,763 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,517 151,450 owned after | $4.35 exercise price | 2009-06-02 | |
| 2009-05-29 | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,316 341,685 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-29 | Owens John David Officer (VP, Finance & Operations, EMEA) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,031 79,056 owned after | $4.06 exercise price | 2009-06-02 | |
| 2009-05-29 | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,180 163,794 owned after | $4.35 exercise price | 2009-06-02 | |
| 2009-05-29 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,686 208,277 owned after | $4.06 exercise price | 2009-06-02 | |
| 2009-05-29 | SELVAGGI RITA J Officer (Senior VP, Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,687 242,441 owned after | $2.69 exercise price | 2009-06-02 | |
| 2009-05-28 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By LP | Holding | 110,000 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-28 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · by LP | Holding | 1,187,970 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-26 | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,078 149,050 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-26 | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220,406 1,442,752 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-26 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,037 219,963 owned after | $4.06 exercise price | 2009-05-28 | |
| 2009-05-26 | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,026 171,974 owned after | $4.35 exercise price | 2009-05-28 | |
| 2009-05-26 | Owens John David Officer (VP, Finance & Operations, EMEA) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,913 83,087 owned after | $4.06 exercise price | 2009-05-28 | |
| 2009-05-26 | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,127 382,001 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-26 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,033 161,967 owned after | $4.35 exercise price | 2009-05-28 | |
| 2009-05-26 | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,102 694,898 owned after | $2.69 exercise price | 2009-05-28 | |
| 2009-05-20 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 3 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | BENNETT MICHAEL S Director, Officer (Chairman of the Board & CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | CAKEBREAD STEVEN Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.48 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | CAKEBREAD STEVEN Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.40 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | HIBBERD DOUGLAS G Officer (Senior VP, Product Development) | 3 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.06 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | THOMPSON KEVIN B Officer (President, COO, CFO & Treas) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Van Zant Kenny Officer (SVP & Chief Prod Strategist) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SELVAGGI RITA J Officer (Senior VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SELVAGGI RITA J Officer (Senior VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.69 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SELVAGGI RITA J Officer (Senior VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SELVAGGI RITA J Officer (Senior VP, Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.48 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Owens John David Officer (VP, Finance & Operations, EMEA) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.06 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Owens John David Officer (VP, Finance & Operations, EMEA) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.48 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.48 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Kalsu James Barton Officer (Chief Accountant & VP, Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.06 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Siminoff Ellen F Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.40 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | Strop Garry D Officer (VP, HR & Corp Infrastructure) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.40 exercise price | 2009-05-20 | ||
| 2009-05-20 holding as of filing | MARTIN BOB L Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $4.48 exercise price | 2009-05-20 | ||
| 2009-01-05 | HIBBERD DOUGLAS G Officer (Senior VP, Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,300 99,910 owned after | $2.69 exercise price | 2010-01-06 |