SolarWinds, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-28: Reporting owner THOMPSON KEVIN B; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-15: Reporting owner Kalsu James Barton; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-14: Reporting owner BERRY MICHAEL J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-08: Reporting owner Strelzick Paul; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-28 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 112,872 owned after | $2.69 exercise price | 2011-12-30 | |
| 2011-12-15 | Kalsu James Barton Officer (Chief Account. & SVP, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 101,797 owned after | $4.35 exercise price | 2011-12-19 | |
| 2011-11-14 | BERRY MICHAEL J Officer (Executive Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 255,000 owned after | $18.97 exercise price | 2011-11-16 | |
| 2011-11-08 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 36,000 owned after | $4.48 exercise price | 2011-11-10 | |
| 2011-10-11 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 40,500 owned after | $4.48 exercise price | 2011-10-12 | |
| 2011-10-05 | THOMPSON KEVIN B Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 114,009 owned after | $2.69 exercise price | 2011-10-06 | |
| 2011-09-13 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 45,000 owned after | $4.48 exercise price | 2011-09-15 | |
| 2011-08-09 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 49,500 owned after | $4.48 exercise price | 2011-08-11 | |
| 2011-08-05 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 56,773 owned after | $4.06 exercise price | 2011-08-09 | |
| 2011-08-05 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 20,000 owned after | $4.35 exercise price | 2011-08-09 | |
| 2011-07-19 | BERRY MICHAEL J Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 270,000 owned after | $18.97 exercise price | 2011-07-21 | |
| 2011-07-12 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 54,000 owned after | $4.48 exercise price | 2011-07-14 | |
| 2011-07-06 | THOMPSON KEVIN B Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 154,009 owned after | $2.69 exercise price | 2011-07-08 | |
| 2011-06-21 | BERRY MICHAEL J Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 276,000 owned after | $18.97 exercise price | 2011-06-23 | |
| 2011-06-14 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 58,500 owned after | $4.48 exercise price | 2011-06-15 | |
| 2011-05-19 | Bonham Mark Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | CAKEBREAD STEVEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | Siminoff Ellen F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | SIPPL ROGER J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | WATERHOUSE LLOYD G Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | HORING JEFF Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | Nye Benjamin Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-19 | Nye Benjamin Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,221 11,221 owned after | $23.60 exercise price | 2011-05-23 | |
| 2011-05-10 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 63,000 owned after | $4.48 exercise price | 2011-05-12 | |
| 2011-04-19 | BERRY MICHAEL J Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 288,000 owned after | $18.97 exercise price | 2011-04-21 | |
| 2011-04-12 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 67,500 owned after | $4.48 exercise price | 2011-04-14 | |
| 2011-04-06 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 194,009 owned after | $2.69 exercise price | 2011-04-07 | |
| 2011-04-05 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,752 80,773 owned after | $4.06 exercise price | 2011-04-07 | |
| 2011-03-15 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 96,525 owned after | $4.06 exercise price | 2011-03-16 | |
| 2011-03-08 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 72,000 owned after | $4.48 exercise price | 2011-03-10 | |
| 2011-02-15 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 112,525 owned after | $4.06 exercise price | 2011-02-17 | |
| 2011-02-08 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 76,500 owned after | $4.48 exercise price | 2011-02-10 | |
| 2011-01-18 | SIMS BRYAN ALLEN Officer (VP, General Csl & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 128,525 owned after | $4.06 exercise price | 2011-01-20 | |
| 2011-01-11 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 81,000 owned after | $4.48 exercise price | 2011-01-13 | |
| 2011-01-04 | THOMPSON KEVIN B Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,800 93,800 owned after | $20.06 exercise price | 2011-01-06 | |
| 2011-01-04 | Strelzick Paul Officer (Senior VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,900 46,900 owned after | $20.06 exercise price | 2011-01-06 | |
| 2011-01-04 | HIBBERD DOUGLAS G Officer (SVP, Engineering & GM APAC) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $20.06 exercise price | 2011-01-06 | |
| 2011-01-04 | BERRY MICHAEL J Officer (Senior Vice President & CFO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $20.06 exercise price | 2011-01-06 |