SOLUNA HOLDINGS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-12-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2022-12-05; Total offering amount $460,200.
- 2022-10-24: Federal exemption Rule 506(b); Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2022-10-07; Total offering amount $850,000.
- 2022-08-03: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2022-07-19; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2022-12-20 | Rule 506(b) | Equity; OptionToAcquire | 2022-12-05 | $460,200 | $460,200 | $0 | 1 |
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| 2022-10-24 | Rule 506(b) | Debt; SecurityToBeAcquired | 2022-10-07 | $850,000 | $850,000 | $0 | 1 |
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| 2022-08-03 | Rule 506(b) | Equity; OptionToAcquire | 2022-07-19 | $5,000,000 | $0 | $5,000,000 | 1 |
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