SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-21: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner McCormick Dan; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-21 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,060 667,157 owned after | $5.50 exercise price | 2010-12-22 | |
| 2010-12-09 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,613 0 owned after | $5.50 exercise price | 2010-12-10 | |
| 2010-12-09 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,299 673,217 owned after | $5.50 exercise price | 2010-12-09 | |
| 2010-12-08 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,455 695,516 owned after | $5.50 exercise price | 2010-12-09 | |
| 2010-12-07 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,710 714,971 owned after | $5.50 exercise price | 2010-12-07 | |
| 2010-12-06 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,500 808,681 owned after | $5.50 exercise price | 2010-12-07 | |
| 2010-12-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.29 exercise price | 2010-12-03 | ||
| 2010-12-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 24,375 owned after | $15.29 exercise price | 2010-12-03 | |
| 2010-11-04 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,965 848,181 owned after | $5.50 exercise price | 2010-11-05 | |
| 2010-11-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 26,250 owned after | $15.29 exercise price | 2010-11-03 | |
| 2010-10-28 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,395 28,125 owned after | $15.29 exercise price | 2010-10-28 | |
| 2010-10-28 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $10.39 exercise price | 2010-10-28 | |
| 2010-10-07 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 87,520 owned after | $15.29 exercise price | 2010-10-08 | |
| 2010-10-06 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,280 87,720 owned after | $15.29 exercise price | 2010-10-08 | |
| 2010-07-27 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,915 20,000 owned after | $10.39 exercise price | 2010-07-27 | |
| 2010-07-27 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,923 20,000 owned after | $10.39 exercise price | 2010-07-27 | |
| 2010-07-26 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,967 0 owned after | $5.50 exercise price | 2010-07-26 | |
| 2010-07-26 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,085 26,915 owned after | $10.39 exercise price | 2010-07-26 | |
| 2010-07-26 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,777 34,923 owned after | $10.39 exercise price | 2010-07-26 | |
| 2010-07-23 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,033 10,967 owned after | $5.50 exercise price | 2010-07-26 | |
| 2010-07-23 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 38,700 owned after | $10.39 exercise price | 2010-07-26 | |
| 2010-07-22 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −334 0 owned after | $14.20 exercise price | 2010-07-23 | |
| 2010-06-21 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 334 owned after | $14.20 exercise price | 2010-06-22 | |
| 2010-05-10 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −501 1 owned after | $10.39 exercise price | 2010-05-12 | |
| 2010-04-22 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 1,001 owned after | $14.20 exercise price | 2010-04-26 | |
| 2010-04-15 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,516 5,067 owned after | $14.20 exercise price | 2010-04-16 | |
| 2010-04-14 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 868,146 owned after | $5.50 exercise price | 2010-04-16 | |
| 2010-04-14 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,417 7,583 owned after | $14.20 exercise price | 2010-04-16 | |
| 2010-04-09 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −499 502 owned after | $10.39 exercise price | 2010-04-13 | |
| 2010-03-24 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 883,146 owned after | $5.50 exercise price | 2010-03-26 | |
| 2010-03-24 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $10.39 exercise price | 2010-03-26 | |
| 2010-03-24 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $5.50 exercise price | 2010-03-26 | |
| 2010-03-24 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 35,000 owned after | $10.39 exercise price | 2010-03-26 | |
| 2010-03-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 898,146 owned after | $5.50 exercise price | 2010-03-18 | |
| 2010-03-11 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,596 913,146 owned after | $5.50 exercise price | 2010-03-12 | |
| 2010-03-11 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,641 30,000 owned after | $5.50 exercise price | 2010-03-12 | |
| 2010-03-11 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,420 0 owned after | $6.00 exercise price | 2010-03-12 | |
| 2010-03-10 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,404 920,742 owned after | $5.50 exercise price | 2010-03-12 | |
| 2010-03-10 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,359 37,641 owned after | $5.50 exercise price | 2010-03-12 | |
| 2010-03-10 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 3,420 owned after | $6.00 exercise price | 2010-03-12 | |
| 2010-03-09 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −501 1,001 owned after | $10.39 exercise price | 2010-03-11 | |
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.50 exercise price | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $10.39 exercise price | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.20 exercise price | 2010-03-03 | ||
| 2010-03-03 holding as of filing | McCormick Dan Officer (SVP, Products & Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.70 exercise price | 2010-03-03 | ||
| 2010-03-03 holding as of filing | Navin Peter Officer (SVP, Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.29 exercise price | 2010-03-03 | ||
| 2010-03-02 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,899 1,502 owned after | $10.39 exercise price | 2010-03-03 | |
| 2010-03-02 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 928,146 owned after | $5.50 exercise price | 2010-03-03 | |
| 2010-03-01 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,600 5,401 owned after | $10.39 exercise price | 2010-03-03 | |
| 2010-03-01 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 938,146 owned after | $5.50 exercise price | 2010-03-03 | |
| 2010-03-01 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,874 45,000 owned after | $5.50 exercise price | 2010-03-03 | |
| 2010-03-01 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,020 owned after | $6.00 exercise price | 2010-03-03 | |
| 2010-02-17 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 959,846 owned after | $5.50 exercise price | 2010-02-18 | |
| 2010-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 56,874 owned after | $5.50 exercise price | 2010-02-18 | |
| 2010-02-16 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 961,646 owned after | $5.50 exercise price | 2010-02-18 | |
| 2010-02-16 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,326 58,674 owned after | $5.50 exercise price | 2010-02-18 |