SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-21: Reporting owner Galen Douglas J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-30: Reporting owner RUBASH MARK J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-30: Reporting owner Blegen Theodore; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-21: Reporting owner Galen Douglas J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-21 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 165,000 owned after | $5.50 exercise price | 2007-12-26 | |
| 2007-11-30 | RUBASH MARK J Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,000 270,000 owned after | $28.49 exercise price | 2007-12-04 | |
| 2007-11-30 | Blegen Theodore Officer (VP, Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $28.49 exercise price | 2007-12-03 | |
| 2007-11-21 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 168,750 owned after | $5.50 exercise price | 2007-11-21 | |
| 2007-11-15 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $26.70 exercise price | 2007-11-19 | |
| 2007-11-15 | AU STANFORD Officer (SENIOR VP, TECHNOLOGY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $26.70 exercise price | 2007-11-19 | |
| 2007-11-15 | KAELLE JOHN A Officer (VP, FINANCE) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $26.70 exercise price | 2007-11-19 | |
| 2007-11-01 | HOUSENBOLD JEFFREY T Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 963,146 owned after | $5.50 exercise price | 2007-11-02 | |
| 2007-10-22 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 172,500 owned after | $5.50 exercise price | 2007-10-24 | |
| 2007-10-05 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 180,000 owned after | $5.50 exercise price | 2007-10-09 | |
| 2007-10-02 | AU STANFORD Officer (SENIOR VP, TECHNOLOGY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 200,000 owned after | $10.39 exercise price | 2007-10-04 | |
| 2007-10-01 | HOUSENBOLD JEFFREY T Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 988,146 owned after | $5.50 exercise price | 2007-10-03 | |
| 2007-09-21 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 186,250 owned after | $5.50 exercise price | 2007-09-21 | |
| 2007-09-20 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 190,000 owned after | $5.50 exercise price | 2007-09-21 | |
| 2007-09-20 | HOUSENBOLD JEFFREY T Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,018,146 owned after | $5.50 exercise price | 2007-09-21 | |
| 2007-09-19 | AU STANFORD Officer (SENIOR VP, TECHNOLOGY) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 205,000 owned after | $10.39 exercise price | 2007-09-20 | |
| 2007-08-31 | KELLER ERIC J Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,849 6,849 owned after | $27.96 exercise price | 2007-09-04 | |
| 2007-06-04 holding as of filing | OLSON KATHRYN E Officer (Chief Marketing Officer) | 3 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $18.71 exercise price | 2007-06-04 | ||
| 2007-05-31 | OLSON KATHRYN E Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $18.71 exercise price | 2007-06-04 | |
| 2007-05-17 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.75 exercise price | 2015-02-13 | |
| 2007-05-17 | WHITE JAMES N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.75 exercise price | 2007-05-21 | |
| 2007-05-17 | KELLER ERIC J Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.75 exercise price | 2007-05-21 | |
| 2007-05-17 | HOUSE PATRICIA A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.75 exercise price | 2007-05-21 | |
| 2007-05-17 | KILLEEN STEPHEN J Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,740 2,740 owned after | $17.75 exercise price | 2007-05-21 | |
| 2007-05-17 | MARINEAU PHILIP A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,740 2,740 owned after | $17.75 exercise price | 2007-05-21 | |
| 2007-02-28 | WHITE JAMES N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-02-28 | MARINEAU PHILIP A Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-02-28 | KILLEEN STEPHEN J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-02-28 | HOUSE PATRICIA A Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,315 3,315 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-02-28 | Black Dwayne A Officer (SVP Manufacturing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-02-28 | HOUSENBOLD JEFFREY T Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $16.51 exercise price | 2007-03-02 | |
| 2007-01-19 | THOMAS JEANNINE M SMITH Officer (Sr. VP of Operations) | 4 | Employee Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,000 0 owned after | $0.50 exercise price | 2007-01-22 | |
| 2007-01-19 | THOMAS JEANNINE M SMITH Officer (Sr. VP of Operations) | 4 | Employee Stock Option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 30,000 owned after | $0.30 exercise price | 2007-01-22 | |
| 2007-01-19 | THOMAS JEANNINE M SMITH Officer (Sr. VP of Operations) | 4 | Employee Stock Option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.50 exercise price | 2007-01-22 | |
| 2007-01-18 | YOUNG ANDREW FORREST Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 18,750 owned after | $0.30 exercise price | 2007-01-22 | |
| 2007-01-08 | YOUNG ANDREW FORREST Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $0.50 exercise price | 2007-01-22 |