SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-03: Reporting owner KELLER ERIC J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-20: Reporting owner RUBASH MARK J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-15: Reporting owner RUBASH MARK J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-31: Reporting owner RUBASH MARK J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-03 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 45,486 owned after | $10.39 exercise price | 2011-10-04 | |
| 2011-09-20 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 202,000 owned after | $28.49 exercise price | 2011-09-21 | |
| 2011-09-15 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 208,000 owned after | $28.49 exercise price | 2011-09-19 | |
| 2011-08-31 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 211,000 owned after | $28.49 exercise price | 2011-09-01 | |
| 2011-08-29 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 217,000 owned after | $28.49 exercise price | 2011-08-30 | |
| 2011-08-26 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 9,375 owned after | $15.29 exercise price | 2011-08-30 | |
| 2011-07-19 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,900 220,000 owned after | $28.49 exercise price | 2011-07-21 | |
| 2011-07-15 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,100 230,900 owned after | $28.49 exercise price | 2011-07-18 | |
| 2011-07-07 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 165,000 owned after | $10.39 exercise price | 2011-07-07 | |
| 2011-07-06 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 200,000 owned after | $10.39 exercise price | 2011-07-07 | |
| 2011-07-06 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 251,000 owned after | $28.49 exercise price | 2011-07-07 | |
| 2011-07-06 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 240,000 owned after | $28.49 exercise price | 2011-07-07 | |
| 2011-07-01 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 230,000 owned after | $10.39 exercise price | 2011-07-01 | |
| 2011-07-01 | KELLER ERIC J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −764 49,236 owned after | $10.39 exercise price | 2011-07-01 | |
| 2011-06-28 | McCormick Dan Officer (SVP, Products & Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,082 2,918 owned after | $26.70 exercise price | 2011-06-28 | |
| 2011-06-28 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 261,000 owned after | $28.49 exercise price | 2011-06-28 | |
| 2011-06-15 | RUBASH MARK J Officer (SVP & Chief Financial Offi) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 267,000 owned after | $28.49 exercise price | 2011-06-16 | |
| 2011-06-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 13,125 owned after | $15.29 exercise price | 2011-06-06 | |
| 2011-05-05 holding as of filing | Han Ed Officer (VP & GM, Tiny Prints) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.69 exercise price | 2011-05-05 | ||
| 2011-05-05 holding as of filing | Han Ed Officer (VP & GM, Tiny Prints) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.69 exercise price | 2011-05-05 | ||
| 2011-05-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 15,000 owned after | $15.29 exercise price | 2011-05-05 | |
| 2011-05-02 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 18,181 owned after | $5.50 exercise price | 2011-05-04 | |
| 2011-05-02 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 200,000 owned after | $16.51 exercise price | 2011-05-04 | |
| 2011-05-02 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,061 10,939 owned after | $26.70 exercise price | 2011-05-04 | |
| 2011-05-02 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $10.39 exercise price | 2011-05-04 | |
| 2011-05-02 | Black Dwayne A Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −135,000 0 owned after | $16.51 exercise price | 2011-05-04 | |
| 2011-04-04 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 16,875 owned after | $15.29 exercise price | 2011-04-04 | |
| 2011-03-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 18,750 owned after | $15.29 exercise price | 2011-03-04 | |
| 2011-02-04 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,455 98,181 owned after | $5.50 exercise price | 2011-02-04 | |
| 2011-02-03 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −362,832 199,636 owned after | $5.50 exercise price | 2011-02-04 | |
| 2011-02-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 20,625 owned after | $15.29 exercise price | 2011-02-04 | |
| 2011-01-18 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840 562,468 owned after | $5.50 exercise price | 2011-01-20 | |
| 2011-01-13 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 563,308 owned after | $5.50 exercise price | 2011-01-14 | |
| 2011-01-12 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 564,408 owned after | $5.50 exercise price | 2011-01-14 | |
| 2011-01-10 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,356 564,825 owned after | $5.50 exercise price | 2011-01-10 | |
| 2011-01-07 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,776 568,181 owned after | $5.50 exercise price | 2011-01-10 | |
| 2011-01-06 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,900 595,957 owned after | $5.50 exercise price | 2011-01-10 | |
| 2011-01-03 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,300 661,857 owned after | $5.50 exercise price | 2011-01-04 | |
| 2011-01-03 | Navin Peter Officer (SVP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 22,500 owned after | $15.29 exercise price | 2011-01-04 |