SHUTTERFLY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-18: Reporting owner Galen Douglas J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-05: Reporting owner Elarde Peter C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-07-24: Reporting owner Galen Douglas J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-07-23: Reporting owner Galen Douglas J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-18 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPM) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 41,819 owned after | $5.50 exercise price | 2009-09-18 | |
| 2009-08-05 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,140 0 owned after | $0.50 exercise price | 2009-08-07 | |
| 2009-07-24 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 91,819 owned after | $5.50 exercise price | 2009-07-27 | |
| 2009-07-23 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,400 95,419 owned after | $5.50 exercise price | 2009-07-27 | |
| 2009-06-26 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 116,819 owned after | $5.50 exercise price | 2009-06-29 | |
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.50 exercise price | 2009-04-10 | ||
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $10.39 exercise price | 2009-04-10 | ||
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.00 exercise price | 2009-04-10 | ||
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $26.70 exercise price | 2009-04-10 |