SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 113 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-04: Reporting owner HALL WARREN E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-03-04: Reporting owner Ballard E David II; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-03-01: Reporting owner DENBY WILLIAM C; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-03-01: Reporting owner BURGESS DANIEL D; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,749 26,258 owned after | $3.50 exercise price | 2013-03-05 | |
| 2013-03-04 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 54,000 owned after | $1.18 exercise price | 2013-03-05 | |
| 2013-03-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 3,046 owned after | $0.88 exercise price | 2013-03-04 | |
| 2013-03-01 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $1.18 exercise price | 2013-03-04 | |
| 2013-02-11 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 41,977 owned after | $5.25 exercise price | 2013-02-12 | |
| 2013-02-11 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,853 0 owned after | $0.88 exercise price | 2013-02-12 | |
| 2013-02-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 80,000 owned after | $1.18 exercise price | 2013-02-11 | |
| 2013-02-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,742 0 owned after | $0.88 exercise price | 2013-02-08 | |
| 2013-02-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,558 1,800 owned after | $3.50 exercise price | 2013-02-08 | |
| 2013-02-04 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,601 259,805 owned after | $0.88 exercise price | 2013-02-05 | |
| 2013-02-04 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 72,000 owned after | $1.18 exercise price | 2013-02-05 | |
| 2013-02-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 27,496 owned after | $0.88 exercise price | 2013-02-04 | |
| 2013-02-01 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 24,000 owned after | $1.18 exercise price | 2013-02-04 |