SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner HALE DAVID F; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner HALE DAVID F; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-25: Reporting owner CARTER MICHAEL G; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-13: Reporting owner HERMAN MICHAEL E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 0 owned after | $2.02 exercise price | 2012-12-13 | |
| 2012-12-12 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 0 owned after | $2.47 exercise price | 2012-12-13 | |
| 2012-10-25 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 0 owned after | $1.18 exercise price | 2012-10-26 | |
| 2012-09-13 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 18,000 owned after | $3.00 exercise price | 2012-09-13 | |
| 2012-09-12 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.38 exercise price | 2012-09-13 | |
| 2012-09-12 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $2.47 exercise price | 2012-09-13 | |
| 2012-06-13 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | Della Cha Alessandro Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-13 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $6.73 exercise price | 2012-06-14 | |
| 2012-06-05 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $2.36 exercise price | 2012-06-06 | |
| 2012-05-15 | Strobeck Matthew Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.37 exercise price | 2012-05-16 | |
| 2012-05-15 | Della Cha Alessandro Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.37 exercise price | 2012-05-16 | |
| 2012-05-10 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 79,423 owned after | $1.18 exercise price | 2012-05-11 | |
| 2012-05-07 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 6,000 owned after | $2.36 exercise price | 2012-05-09 | |
| 2012-04-16 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 89,423 owned after | $1.18 exercise price | 2012-04-17 | |
| 2012-04-05 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 75,721 owned after | $1.18 exercise price | 2012-04-06 | |
| 2012-03-23 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,779 82,721 owned after | $1.18 exercise price | 2012-03-26 | |
| 2012-03-23 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,221 44,404 owned after | $2.36 exercise price | 2012-03-26 | |
| 2012-03-23 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 13,000 owned after | $2.36 exercise price | 2012-03-26 | |
| 2012-03-21 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,428 0 owned after | $0.88 exercise price | 2012-03-22 | |
| 2012-03-21 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,285 0 owned after | $1.23 exercise price | 2012-03-22 | |
| 2012-03-21 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 0 owned after | $1.18 exercise price | 2012-03-22 | |
| 2012-03-21 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 0 owned after | $2.38 exercise price | 2012-03-22 | |
| 2012-03-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 99,423 owned after | $1.18 exercise price | 2012-03-15 | |
| 2012-03-12 | WIERENGA WENDALL Officer (EVP, R&D) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,310 41,310 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | Totoritis Mark Officer (SVP, Clinical Research) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,375 84,375 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +337,500 337,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,250 101,250 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,375 84,375 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,375 84,375 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-12 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $4.93 exercise price | 2012-03-13 | |
| 2012-03-09 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $3.00 exercise price | 2012-03-12 | |
| 2012-03-09 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,500 0 owned after | $2.02 exercise price | 2012-03-12 | |
| 2012-03-09 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 0 owned after | $1.18 exercise price | 2012-03-12 | |
| 2012-03-09 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,500 0 owned after | $2.38 exercise price | 2012-03-12 | |
| 2012-03-09 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,500 0 owned after | $2.47 exercise price | 2012-03-12 | |
| 2012-03-08 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,028 0 owned after | $2.10 exercise price | 2012-03-09 | |
| 2012-02-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,923 0 owned after | $0.88 exercise price | 2012-02-16 | |
| 2012-02-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,077 109,423 owned after | $1.18 exercise price | 2012-02-16 | |
| 2012-01-17 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 6,923 owned after | $0.88 exercise price | 2012-01-18 | |
| 2012-01-10 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.75 exercise price | 2012-01-12 | |
| 2012-01-10 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $2.02 exercise price | 2012-01-12 | |
| 2012-01-10 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 0 owned after | $1.18 exercise price | 2012-01-12 | |
| 2012-01-10 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 5,000 owned after | $2.38 exercise price | 2012-01-12 |