SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 113 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-16: Reporting owner SNYDER KENT; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-16: Reporting owner SNYDER KENT; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-16: Reporting owner PROEHL GERALD T; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-09: Reporting owner DE MEULES JULIE A; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $1.18 exercise price | 2013-12-17 | |
| 2013-12-16 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 26,500 owned after | $2.02 exercise price | 2013-12-17 | |
| 2013-12-16 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,643 0 owned after | $3.50 exercise price | 2013-12-17 | |
| 2013-12-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 15,161 owned after | $2.36 exercise price | 2013-12-10 | |
| 2013-11-15 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,644 56,643 owned after | $3.50 exercise price | 2013-11-19 | |
| 2013-11-15 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 2,000 owned after | $1.18 exercise price | 2013-11-18 | |
| 2013-11-11 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,087 0 owned after | $1.18 exercise price | 2013-11-12 | |
| 2013-11-11 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,078 30,326 owned after | $2.36 exercise price | 2013-11-12 | |
| 2013-10-31 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,472 67,028 owned after | $2.36 exercise price | 2013-11-01 | |
| 2013-10-15 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 9,500 owned after | $1.18 exercise price | 2013-10-16 | |
| 2013-10-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,614 42,386 owned after | $1.18 exercise price | 2013-10-11 | |
| 2013-10-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 1,087 owned after | $1.18 exercise price | 2013-10-10 | |
| 2013-10-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 31,589 owned after | $1.18 exercise price | 2013-10-09 | |
| 2013-10-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 0 owned after | $1.18 exercise price | 2013-10-08 | |
| 2013-10-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 0 owned after | $1.18 exercise price | 2013-10-03 | |
| 2013-09-16 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 17,000 owned after | $1.18 exercise price | 2013-09-17 | |
| 2013-09-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 59,000 owned after | $1.18 exercise price | 2013-09-11 | |
| 2013-09-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 16,252 owned after | $1.18 exercise price | 2013-09-10 | |
| 2013-09-09 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 17,100 owned after | $1.18 exercise price | 2013-09-10 | |
| 2013-09-09 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,171 14,930 owned after | $2.36 exercise price | 2013-09-10 | |
| 2013-09-09 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,829 41,589 owned after | $1.18 exercise price | 2013-09-10 | |
| 2013-09-05 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,303 5 owned after | $1.18 exercise price | 2013-09-06 | |
| 2013-09-03 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,749 25,121 owned after | $1.18 exercise price | 2013-09-04 | |
| 2013-09-03 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 24,450 owned after | $1.18 exercise price | 2013-09-04 | |
| 2013-08-15 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 24,500 owned after | $1.18 exercise price | 2013-08-16 | |
| 2013-08-12 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 78,000 owned after | $1.18 exercise price | 2013-08-13 | |
| 2013-08-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 31,417 owned after | $1.18 exercise price | 2013-08-12 | |
| 2013-08-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 22,101 owned after | $2.36 exercise price | 2013-08-09 | |
| 2013-08-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 34,200 owned after | $1.18 exercise price | 2013-08-08 | |
| 2013-08-02 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $1.18 exercise price | 2013-08-05 | |
| 2013-08-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 48,900 owned after | $1.18 exercise price | 2013-08-02 | |
| 2013-07-15 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $9.59 exercise price | 2013-07-16 | |
| 2013-07-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 97,000 owned after | $1.18 exercise price | 2013-07-11 | |
| 2013-07-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 46,582 owned after | $1.18 exercise price | 2013-07-10 | |
| 2013-07-08 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 51,300 owned after | $1.18 exercise price | 2013-07-09 | |
| 2013-07-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 32,101 owned after | $2.36 exercise price | 2013-07-09 | |
| 2013-07-05 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,301 30,308 owned after | $1.18 exercise price | 2013-07-08 | |
| 2013-07-03 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,553 53,870 owned after | $1.18 exercise price | 2013-07-08 | |
| 2013-07-02 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 9,000 owned after | $1.18 exercise price | 2013-07-03 | |
| 2013-07-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,595 0 owned after | $3.50 exercise price | 2013-07-02 | |
| 2013-07-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,455 73,350 owned after | $1.18 exercise price | 2013-07-02 | |
| 2013-06-11 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | Della Cha Alessandro Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-11 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $21.93 exercise price | 2013-06-12 | |
| 2013-06-10 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,974 61,747 owned after | $1.18 exercise price | 2013-06-11 | |
| 2013-06-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 116,000 owned after | $1.18 exercise price | 2013-06-11 | |
| 2013-06-10 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 42,101 owned after | $2.36 exercise price | 2013-06-11 | |
| 2013-06-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 68,400 owned after | $1.18 exercise price | 2013-06-10 | |
| 2013-06-03 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 18,000 owned after | $1.18 exercise price | 2013-06-04 | |
| 2013-06-03 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,450 12,595 owned after | $3.50 exercise price | 2013-06-04 | |
| 2013-06-03 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.00 exercise price | 2013-06-04 | |
| 2013-05-14 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,695 85,805 owned after | $1.18 exercise price | 2013-10-03 | |
| 2013-05-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,643 0 owned after | $3.50 exercise price | 2013-05-13 | |
| 2013-05-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,647 0 owned after | $5.25 exercise price | 2013-05-10 | |
| 2013-05-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,668 52,101 owned after | $2.36 exercise price | 2013-05-09 | |
| 2013-05-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,332 44,418 owned after | $1.18 exercise price | 2013-05-09 | |
| 2013-05-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 85,500 owned after | $1.18 exercise price | 2013-05-08 | |
| 2013-05-06 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,301 60,609 owned after | $1.18 exercise price | 2013-05-07 | |
| 2013-05-06 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,603 0 owned after | $0.88 exercise price | 2013-05-07 | |
| 2013-05-03 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,258 0 owned after | $3.50 exercise price | 2013-05-06 | |
| 2013-05-03 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,636 0 owned after | $3.50 exercise price | 2013-05-06 | |
| 2013-05-02 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 27,000 owned after | $1.18 exercise price | 2013-05-03 | |
| 2013-05-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,598 37,045 owned after | $3.50 exercise price | 2013-05-02 | |
| 2013-05-01 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $3.00 exercise price | 2013-05-02 | |
| 2013-04-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 18,643 owned after | $3.50 exercise price | 2013-04-11 | |
| 2013-04-09 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 11,647 owned after | $5.25 exercise price | 2013-04-10 | |
| 2013-04-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 48,750 owned after | $1.18 exercise price | 2013-04-09 | |
| 2013-04-08 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 102,600 owned after | $1.18 exercise price | 2013-04-09 | |
| 2013-04-05 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,839 57,769 owned after | $2.36 exercise price | 2013-04-09 | |
| 2013-04-05 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 58,750 owned after | $1.18 exercise price | 2013-04-09 | |
| 2013-04-05 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,655 102,001 owned after | $4.63 exercise price | 2013-04-09 | |
| 2013-04-04 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,601 86,603 owned after | $0.88 exercise price | 2013-04-05 | |
| 2013-04-02 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 36,000 owned after | $1.18 exercise price | 2013-04-03 | |
| 2013-04-01 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,046 0 owned after | $0.88 exercise price | 2013-04-02 | |
| 2013-04-01 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 12,000 owned after | $1.18 exercise price | 2013-04-02 | |
| 2013-04-01 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 16,000 owned after | $3.00 exercise price | 2013-04-02 | |
| 2013-03-11 | WIERENGA WENDALL Officer (EVP, R&D) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127,500 127,500 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | Totoritis Mark Officer (SVP, Clinical Research) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | Ballard E David II Officer (SVP, Med Affairs & Pharm'vig) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $15.42 exercise price | 2013-03-12 | |
| 2013-03-11 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,165 26,812 owned after | $5.25 exercise price | 2013-03-12 | |
| 2013-03-11 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 37,643 owned after | $3.50 exercise price | 2013-03-12 | |
| 2013-03-08 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 70,000 owned after | $1.18 exercise price | 2013-03-11 | |
| 2013-03-07 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 3,000 owned after | $3.00 exercise price | 2013-03-07 | |
| 2013-03-07 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Indirect · By Family Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 7,000 owned after | $3.33 exercise price | 2013-03-07 | |
| 2013-03-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $3.50 exercise price | 2013-03-07 | |
| 2013-03-07 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,300 119,700 owned after | $1.18 exercise price | 2013-03-07 | |
| 2013-03-05 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,949 90,910 owned after | $1.18 exercise price | 2013-03-06 | |
| 2013-03-04 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,601 173,204 owned after | $0.88 exercise price | 2013-03-05 |