SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-15: Reporting owner HALL WARREN E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-08: Reporting owner PROEHL GERALD T; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-06: Reporting owner HALL WARREN E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-18: Reporting owner HALL WARREN E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,012 16,923 owned after | $0.88 exercise price | 2011-12-16 | |
| 2011-12-08 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,285 0 owned after | $0.88 exercise price | 2011-12-12 | |
| 2011-12-06 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 23,935 owned after | $0.88 exercise price | 2011-12-07 | |
| 2011-10-18 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,274 33,935 owned after | $0.88 exercise price | 2011-10-18 | |
| 2011-10-17 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,726 41,209 owned after | $0.88 exercise price | 2011-10-18 | |
| 2011-09-30 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 59,285 owned after | $0.88 exercise price | 2011-10-03 | |
| 2011-09-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 43,935 owned after | $0.88 exercise price | 2011-09-16 | |
| 2011-08-26 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 53,935 owned after | $0.88 exercise price | 2011-08-29 | |
| 2011-07-15 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,806 63,935 owned after | $0.88 exercise price | 2011-07-18 | |
| 2011-07-15 | WIERENGA WENDALL Officer (EVP, R&D) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.27 exercise price | 2011-07-18 | |
| 2011-06-15 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-06-15 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-06-15 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-06-15 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-06-15 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-06-15 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $3.12 exercise price | 2011-06-16 | |
| 2011-03-10 | Totoritis Mark Officer (SVP, Clinical Research) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,424 17,424 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Totoritis Mark Officer (SVP, Clinical Research) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,488 78,488 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,500 262,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,000 270,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,406 65,406 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,325 52,325 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,406 65,406 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,488 78,488 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,406 65,406 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | CARTER MICHAEL G Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,325 52,325 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Bedoya-Toro Maria E Officer (SVP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Ballard E David II Officer (SVP, Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,325 52,325 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-03-10 | Ballard E David II Officer (SVP, Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $3.33 exercise price | 2011-03-11 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4/A | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −37,500 37,500 owned after | $7.73 exercise price | 2011-09-02 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4/A | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,500 12,500 owned after | $6.38 exercise price | 2011-09-02 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4/A | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 10,000 owned after | $2.36 exercise price | 2011-09-02 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −22,490 22,510 owned after | $6.79 exercise price | 2011-02-24 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −37,963 42,037 owned after | $6.90 exercise price | 2011-02-24 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −42,709 62,916 owned after | $2.36 exercise price | 2011-02-24 | |
| 2011-02-22 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −35,141 99,859 owned after | $1.18 exercise price | 2011-02-24 |