SANTARUS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-04-27: Reporting owner HALE DAVID F; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-04-27: Reporting owner HALE DAVID F; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-04-11: Reporting owner ST PAUL FIRE & MARINE INSURANCE CO | Split Rock Partners LLC | ST PAUL TRAVELERS COMPANIES INC; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-04-10: Reporting owner ST PAUL FIRE & MARINE INSURANCE CO | Split Rock Partners LLC | ST PAUL TRAVELERS COMPANIES INC; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-04-27 | HALE DAVID F Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · By Family Trust | X Exercise of in-the-money or at-the-money derivative security | −6,623 1,502 owned after | $6.04 exercise price | 2006-05-01 | |
| 2006-04-27 | HALE DAVID F Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · By Family Trust | X Exercise of in-the-money or at-the-money derivative security | −6,623 0 owned after | $6.04 exercise price | 2006-05-01 | |
| 2006-04-11 | ST PAUL FIRE & MARINE INSURANCE CO | Split Rock Partners LLC | ST PAUL TRAVELERS COMPANIES INC 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · by Fog City Fund, LLC | X Exercise of in-the-money or at-the-money derivative security | −16,560 0 owned after | $6.04 exercise price | 2006-04-12 | |
| 2006-04-10 | ST PAUL FIRE & MARINE INSURANCE CO | Split Rock Partners LLC | ST PAUL TRAVELERS COMPANIES INC 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · by St. Paul Venture Capital V, LLC | X Exercise of in-the-money or at-the-money derivative security | −28,315 0 owned after | $6.04 exercise price | 2006-04-12 |