SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-14: Reporting owner Fox Carey J; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-14: Reporting owner Ballard E David II; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-23: Reporting owner DENBY WILLIAM C; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-10-23: Reporting owner PROEHL GERALD T; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-14 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.30 exercise price | 2008-11-17 | |
| 2008-11-14 | Ballard E David II Officer (Sr. VP, Clin Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.30 exercise price | 2008-11-17 | |
| 2008-10-23 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 60,714 owned after | $0.88 exercise price | 2008-10-24 | |
| 2008-10-23 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $0.70 exercise price | 2008-10-24 | |
| 2008-06-12 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-06-12 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-06-12 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-06-12 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-06-12 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-06-12 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $2.02 exercise price | 2008-06-16 | |
| 2008-03-13 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,625 105,625 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,625 105,625 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,625 110,625 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,500 97,500 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,625 105,625 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,625 110,625 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Bedoya-Toro Maria E Officer (VP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,608 70,608 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Bedoya-Toro Maria E Officer (VP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,500 97,500 owned after | $2.36 exercise price | 2008-03-14 | |
| 2008-03-13 | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2008-03-14 |