SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-03: Reporting owner PROEHL GERALD T; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-03: Reporting owner Step Michael D; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-08-03: Reporting owner PROEHL GERALD T; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-08-03: Reporting owner HALL WARREN E; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-03 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,571 0 owned after | $1.05 exercise price | 2009-11-04 | |
| 2009-08-03 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | Bedoya-Toro Maria E Officer (VP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-08-03 | Ballard E David II Officer (Sr. VP, Clin Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.36 exercise price | 2009-08-04 | |
| 2009-06-11 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-06-11 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-06-11 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-06-11 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-06-11 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-06-11 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $2.38 exercise price | 2009-06-12 | |
| 2009-03-16 | SNYDER KENT Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | LOVE TED W Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | HERMAN MICHAEL E Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | HALE DAVID F Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | CARTER MICHAEL G Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | BURGESS DANIEL D Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | PROEHL GERALD T Director, Officer (President & CEO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,000 260,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | Fox Carey J Officer (Sr VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | DE MEULES JULIE A Officer (Sr. VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | Bedoya-Toro Maria E Officer (VP, Regulatory Affairs & QA) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-03-16 | Ballard E David II Officer (Sr. VP, Clin Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.18 exercise price | 2009-03-17 | |
| 2009-02-20 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 67,741 owned after | $0.88 exercise price | 2009-02-23 | |
| 2009-02-19 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 50,714 owned after | $0.88 exercise price | 2009-02-20 |