SANTARUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-11: Reporting owner Fox Carey J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-13: Reporting owner Fox Carey J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-10-11: Reporting owner Fox Carey J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-09-11: Reporting owner Fox Carey J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-11 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 10,142 owned after | $0.88 exercise price | 2006-12-12 | |
| 2006-11-13 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 11,842 owned after | $0.88 exercise price | 2006-11-14 | |
| 2006-10-11 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 13,542 owned after | $0.88 exercise price | 2006-10-12 | |
| 2006-09-11 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 15,242 owned after | $0.88 exercise price | 2006-09-12 | |
| 2006-06-07 | LOVE TED W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-06-07 | SNYDER KENT Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-06-07 | HERMAN MICHAEL E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-06-07 | CARTER MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-06-07 | BURGESS DANIEL D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-06-07 | HALE DAVID F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.73 exercise price | 2006-06-09 | |
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $2.10 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $0.88 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $3.50 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $12.05 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $7.15 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $6.38 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Fox Carey J Officer (VP, General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $6.79 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $10.99 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $7.15 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $6.38 exercise price | 2006-03-02 | ||
| 2006-03-02 holding as of filing | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $6.79 exercise price | 2006-03-02 | ||
| 2006-03-01 | Fox Carey J Officer (VP, General Counsel) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.49 exercise price | 2006-03-02 | |
| 2006-03-01 | Ballard E David II Officer (VP, Clinical Res & Med Affairs) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $7.49 exercise price | 2006-03-02 | |
| 2006-02-09 | PROEHL GERALD T Director, Officer (President & CEO) | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.79 exercise price | 2006-03-17 | |
| 2006-02-09 | Step Michael D Officer (SVP, Corporate Development) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.79 exercise price | 2006-02-13 | |
| 2006-02-09 | HALL WARREN E Officer (Sr. VP, Mfg. & Prod. Dev.) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.79 exercise price | 2006-02-13 | |
| 2006-02-09 | DENBY WILLIAM C Officer (Sr. VP, Commercial Operations) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $6.79 exercise price | 2006-02-13 | |
| 2006-02-09 | DE MEULES JULIE A Officer (VP, Human Resources) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.79 exercise price | 2006-02-13 | |
| 2006-02-09 | CRAWFORD DEBRA P Officer (Sr. VP, CFO, Sec'y, Treas) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.79 exercise price | 2006-02-13 |