ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-04: Reporting owner BLANK BARRY W; Form 3; Security Class A Units of Limited Partnership Interests; Transaction Holding.
- 2013-04-04: Reporting owner BLANK BARRY W; Form 3; Security Class A Units of Limited Partnership Interests; Transaction Holding.
- 2013-04-02: Reporting owner Miyata Jon Y; Form 5; Security Class A Units (Limited Partnership Interests); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-03-12: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-04 holding as of filing | BLANK BARRY W Director | 3 | Class A Units of Limited Partnership Interests Non-derivative · Direct · (m) | Holding | 100,000 owned after | no price filed | 2013-04-04 | |
| 2013-04-04 holding as of filing | BLANK BARRY W Director | 3 | Class A Units of Limited Partnership Interests Non-derivative · Indirect · (m) | Holding | 486,634 owned after | no price filed | 2013-04-04 | |
| 2013-04-02 | Miyata Jon Y Officer (VP & CAO) | 5 | Class A Units (Limited Partnership Interests) Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $3.82 | 2014-01-28 | |
| 2013-03-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2013-03-12 | |
| 2013-03-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2013-03-12 | |
| 2013-03-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2013-03-12 | |
| 2013-03-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2013-03-12 | |
| 2013-03-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +10,000 3,585,256 owned after | $3.96 | 2013-03-12 | |
| 2013-03-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +5,000 3,590,256 owned after | $4.06 | 2013-03-12 | |
| 2013-03-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,326 3,592,582 owned after | $4.00 | 2013-03-12 | |
| 2013-03-11 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +1,483 3,594,065 owned after | $3.97 | 2013-03-12 | |
| 2013-03-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2013-03-05 | |
| 2013-03-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2013-03-05 | |
| 2013-03-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2013-03-05 | |
| 2013-03-05 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2013-03-05 | |
| 2013-03-04 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +1,900 3,575,256 owned after | $3.71 | 2013-03-05 | |
| 2013-02-21 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,232 3,573,356 owned after | $3.71 | 2013-02-21 | |
| 2013-02-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2013-02-21 | |
| 2013-02-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2013-02-21 | |
| 2013-02-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2013-02-21 | |
| 2013-02-21 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2013-02-21 | |
| 2013-02-20 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +3,120 3,571,124 owned after | $3.75 | 2013-02-21 | |
| 2013-02-19 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +456 3,568,004 owned after | $3.74 | 2013-02-21 | |
| 2013-02-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +4,200 3,566,548 owned after | $3.81 | 2013-02-12 | |
| 2013-02-12 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +1,000 3,567,548 owned after | $3.81 | 2013-02-12 | |
| 2013-02-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2013-02-12 | |
| 2013-02-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2013-02-12 | |
| 2013-02-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2013-02-12 | |
| 2013-02-12 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2013-02-12 | |
| 2013-01-02 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2013-01-02 | |
| 2013-01-02 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2013-01-02 | |
| 2013-01-02 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2013-01-02 | |
| 2013-01-02 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2013-01-02 |