ROYAL HAWAIIAN ORCHARDS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 116 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-08: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-04-07: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2011-04-07: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
- 2011-04-07: Reporting owner EBRAHIMI FARHAD FRED; Form 4; Security Class A Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-08 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,500 2,759,930 owned after | $2.60 | 2011-04-12 | |
| 2011-04-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2011-04-07 | |
| 2011-04-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2011-04-07 | |
| 2011-04-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2011-04-07 | |
| 2011-04-07 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2011-04-07 | |
| 2011-04-06 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +2,000 2,757,430 owned after | $2.60 | 2011-04-07 | |
| 2011-04-05 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +100 2,754,830 owned after | $2.56 | 2011-04-07 | |
| 2011-04-05 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +600 2,755,430 owned after | $2.61 | 2011-04-07 | |
| 2011-03-23 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +14,500 2,754,730 owned after | $2.60 | 2011-03-23 | |
| 2011-03-23 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Direct · (m) | Holding | 1,738 owned after | no price filed | 2011-03-23 | |
| 2011-03-23 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 5,600 owned after | no price filed | 2011-03-23 | |
| 2011-03-23 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 27,600 owned after | no price filed | 2011-03-23 | |
| 2011-03-23 holding as of filing | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · (m) | Holding | 234,373 owned after | no price filed | 2011-03-23 | |
| 2011-03-22 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +32,500 2,735,230 owned after | $2.60 | 2011-03-23 | |
| 2011-03-22 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +5,000 2,740,230 owned after | $2.59 | 2011-03-23 | |
| 2011-03-21 | EBRAHIMI FARHAD FRED 10% Owner | 4 | Class A Units Non-derivative · Indirect · By Crescent River LLC | P Open market or private purchase of non-derivative or derivative security | +600 2,702,730 owned after | $2.56 | 2011-03-23 |