ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-28: Reporting owner WITT LAURA; Form 4; Security Stock Option; Transaction Holding.
- 2013-05-28: Reporting owner WITT LAURA; Form 4; Security Stock Option; Transaction Holding.
- 2013-05-28: Reporting owner WITT LAURA; Form 4; Security Stock Option; Transaction Holding.
- 2013-05-28: Reporting owner WITT LAURA; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-28 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | KONDRACKE MARGUERITE Director | 4 | Stock Option Derivative · Direct | Holding | 3,759 owned after | $6.88 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | KONDRACKE MARGUERITE Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 5,891 owned after | $13.66 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,266 owned after | $9.51 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-05-28 | |
| 2013-05-28 holding as of filing | Bankoff James Philip Director | 4 | Stock Option Derivative · Direct | Holding | 3,409 owned after | $13.01 exercise price | 2013-05-28 | |
| 2013-05-23 | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | KONDRACKE MARGUERITE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | Coleman John T Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-05-23 | Bankoff James Philip Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,496 4,496 owned after | $16.85 | 2013-05-28 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 29,133 owned after | $3.85 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 14,917 owned after | $18.00 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 18,456 owned after | $25.99 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 18,500 owned after | $13.66 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 12,605 owned after | $8.95 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Swad Stephen M Director, Officer (CEO and President) | 4 | Employee Stock Option Derivative · Indirect · by trust | Holding | 150,000 owned after | $22.39 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Swad Stephen M Director, Officer (CEO and President) | 4 | Employee Stock Option Derivative · Indirect · By trust | Holding | 125,000 owned after | $8.76 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Verses Judy Officer (President, Global Institut'l) | 4 | Employee Stock Options Derivative · Direct | Holding | 65,000 owned after | $10.42 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | Verses Judy Officer (President, Global Institut'l) | 4 | Employee Stock Option Derivative · Direct | Holding | 3,151 owned after | $8.95 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | SHAH PRAGNESH N Officer (President, Global Consumer) | 4 | Employee Stock Option Derivative · Direct | Holding | 65,000 owned after | $7.35 exercise price | 2013-02-25 | |
| 2013-02-25 holding as of filing | PIERNO THOMAS M Officer (Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | Holding | 50,000 owned after | $10.55 exercise price | 2013-02-25 | |
| 2013-02-21 | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,116 6,116 owned after | $12.47 | 2013-02-25 | |
| 2013-02-21 | Swad Stephen M Director, Officer (CEO and President) | 4 | Employee Stock Option Derivative · Indirect · By trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,659 34,659 owned after | $12.47 | 2013-02-25 | |
| 2013-02-21 | Verses Judy Officer (President, Global Institut'l) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,155 8,155 owned after | $12.47 | 2013-02-25 | |
| 2013-02-21 | SHAH PRAGNESH N Officer (President, Global Consumer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,155 8,155 owned after | $12.47 | 2013-02-25 | |
| 2013-02-21 | PIERNO THOMAS M Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,155 8,155 owned after | $12.47 | 2013-02-25 |