ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-15: Reporting owner Yankovich Steven P; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner Yankovich Steven P; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner Yankovich Steven P; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner Yankovich Steven P; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-15 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,766 0 owned after | $11.42 exercise price | 2020-10-16 | |
| 2020-10-15 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,364 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,780 0 owned after | $9.92 exercise price | 2020-10-16 | |
| 2020-10-15 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,255 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | WALKER KATHRYN EBERLE Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,437 0 owned after | $14.60 exercise price | 2020-10-16 | |
| 2020-10-15 | WALKER KATHRYN EBERLE Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | PIERNO THOMAS M Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,401 0 owned after | $9.78 exercise price | 2020-10-16 | |
| 2020-10-15 | PIERNO THOMAS M Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,705 0 owned after | $7.47 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,771 0 owned after | $7.95 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,323 0 owned after | $8.50 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,451 0 owned after | $7.70 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,766 0 owned after | $11.42 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,200 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,692 0 owned after | $13.72 exercise price | 2020-10-16 | |
| 2020-10-15 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,364 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | Hynes Aedhmar Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,687 0 owned after | $17.74 exercise price | 2020-10-16 | |
| 2020-10-15 | Hynes Aedhmar Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,031 0 owned after | $9.04 exercise price | 2020-10-16 | |
| 2020-10-15 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −444,000 0 owned after | $7.95 exercise price | 2020-10-16 | |
| 2020-10-15 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −458,962 0 owned after | $7.10 exercise price | 2020-10-16 | |
| 2020-10-15 | Hartford M. Sean Officer (Principal Accounting Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,163 0 owned after | $7.47 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,787 0 owned after | $13.66 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,150 0 owned after | $13.78 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,496 0 owned after | $16.85 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,571 0 owned after | $9.42 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,966 0 owned after | $8.50 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,451 0 owned after | $7.70 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,766 0 owned after | $11.42 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,364 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-10-15 | Gaehde Nicholas C Officer (Co-President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,421 0 owned after | $15.91 exercise price | 2020-10-16 | |
| 2020-10-15 | Gaehde Nicholas C Officer (Co-President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,829 0 owned after | $11.96 exercise price | 2020-10-16 | |
| 2020-10-15 | Gaehde Nicholas C Officer (Co-President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,771 0 owned after | $9.78 exercise price | 2020-10-16 | |
| 2020-10-15 | Gaehde Nicholas C Officer (Co-President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,391 0 owned after | $7.47 exercise price | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,891 0 owned after | $13.66 exercise price | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,496 0 owned after | $16.85 exercise price | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,364 0 owned after | $16.12 exercise price | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,076 0 owned after | $25.66 exercise price | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,278 0 owned after | $17.11 exercise price | 2020-10-16 | |
| 2020-06-11 | Yankovich Steven P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | Woolley-Wilson Jessie Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | WALKER KATHRYN EBERLE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | Nierenberg David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | LOGUE GEORGE A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | Hynes Aedhmar Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | GROSS PATRICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-06-11 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,278 7,278 owned after | $17.11 exercise price | 2020-06-15 | |
| 2020-05-11 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,979 0 owned after | $17.36 exercise price | 2020-05-13 | |
| 2020-05-11 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,150 0 owned after | $13.78 exercise price | 2020-05-13 | |
| 2020-05-11 | Franklin Laurence Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,766 0 owned after | $11.42 exercise price | 2020-05-13 |