ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-23: Reporting owner Bankoff James Philip; Form 3; Security Stock Option; Transaction Holding.
- 2012-08-24: Reporting owner GROSS PATRICK W; Form 4; Security Stock Option; Transaction Holding.
- 2012-08-24: Reporting owner GROSS PATRICK W; Form 4; Security Stock Option; Transaction Holding.
- 2012-08-24: Reporting owner GROSS PATRICK W; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-23 holding as of filing | Bankoff James Philip Director | 3 | Stock Option Derivative · Direct | Holding | $13.01 exercise price | 2012-11-23 | ||
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-08-24 | |
| 2012-08-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,150 owned after | $13.78 exercise price | 2012-08-24 | |
| 2012-05-25 holding as of filing | SALLEE MARGUERITE Director | 4 | Stock Option Derivative · Direct | Holding | 3,759 owned after | $6.88 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | LINDAHL JOHN E Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | LINDAHL JOHN E Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | LINDAHL JOHN E Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | LINDAHL JOHN E Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | Holding | 1,259 owned after | $18.05 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 5,891 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,266 owned after | $9.51 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Adams Tom Peder Herman Director | 4 | Stock Option Derivative · Direct | Holding | 213,564 owned after | $3.85 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Adams Tom Peder Herman Director | 4 | Stock Option Derivative · Direct | Holding | 147,579 owned after | $18.00 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Adams Tom Peder Herman Director | 4 | Stock Option Derivative · Direct | Holding | 65,000 owned after | $25.99 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | Adams Tom Peder Herman Director | 4 | Stock Option Derivative · Direct | Holding | 55,000 owned after | $13.66 exercise price | 2012-05-25 | |
| 2012-05-23 | SALLEE MARGUERITE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | LINDAHL JOHN E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | Coleman John T Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-23 | Adams Tom Peder Herman Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,150 6,150 owned after | $13.78 | 2012-05-25 | |
| 2012-05-11 holding as of filing | PIERNO THOMAS M Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $10.55 exercise price | 2012-05-11 | ||
| 2012-02-27 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 29,133 owned after | $3.85 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 14,917 owned after | $18.00 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 18,456 owned after | $25.99 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 18,500 owned after | $13.66 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Verses Judy Officer (President, Global Institut'l) | 4 | Employee Stock Options Derivative · Direct | Holding | 65,000 owned after | $10.42 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 29,133 owned after | $3.85 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 5,200 owned after | $6.08 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 65,000 owned after | $11.64 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 15,015 owned after | $18.00 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 8,631 owned after | $25.99 exercise price | 2012-02-27 | |
| 2012-02-27 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 22,000 owned after | $13.66 exercise price | 2012-02-27 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2012-02-24 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2012-02-24 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2012-02-24 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2012-02-24 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2012-02-24 | |
| 2012-02-24 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 3,787 owned after | $13.66 exercise price | 2012-02-24 | |
| 2012-02-23 | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,605 12,605 owned after | $8.95 | 2012-02-27 | |
| 2012-02-23 | Verses Judy Officer (President, Global Institut'l) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,151 3,151 owned after | $8.95 | 2012-02-27 | |
| 2012-02-23 | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,605 12,605 owned after | $8.95 | 2012-02-27 | |
| 2012-02-22 | Swad Stephen M Director, Officer (CEO and President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $8.76 | 2012-02-24 |