ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-12: Reporting owner SHAH PRAGNESH N; Form 3; Security Employee Stock Option; Transaction Holding.
- 2011-12-12: Reporting owner SALLEE MARGUERITE; Form 3; Security Employee Stock Option; Transaction Holding.
- 2011-12-12: Reporting owner Verses Judy; Form 3; Security Employee Stock Option; Transaction Holding.
- 2011-10-19: Reporting owner Franklin Laurence; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 holding as of filing | SHAH PRAGNESH N Officer (President, Global Consumer) | 3 | Employee Stock Option Derivative · Direct | Holding | $7.35 exercise price | 2011-12-12 | ||
| 2011-12-12 holding as of filing | SALLEE MARGUERITE Director | 3 | Employee Stock Option Derivative · Direct | Holding | $6.88 exercise price | 2011-12-12 | ||
| 2011-12-12 holding as of filing | Verses Judy Officer (President, Global Institut'l) | 3 | Employee Stock Option Derivative · Direct | Holding | $6.88 exercise price | 2011-12-12 | ||
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2011-10-19 | |
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2011-10-19 | |
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-10-19 | |
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-10-19 | |
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-10-19 | |
| 2011-10-19 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 5,891 owned after | $13.66 exercise price | 2011-10-19 | |
| 2011-10-17 | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,266 2,266 owned after | $9.51 | 2011-10-19 | |
| 2011-06-02 holding as of filing | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-06-02 | |
| 2011-06-02 holding as of filing | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-06-02 | |
| 2011-06-02 holding as of filing | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-06-02 | |
| 2011-05-31 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 329 owned after | $20.35 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | Holding | 1,259 owned after | $18.05 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | Holding | 2,979 owned after | $17.36 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 29,133 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 14,917 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | Holding | 18,456 owned after | $25.99 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Adams Tom Peder Herman Director, Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | Holding | 213,564 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Adams Tom Peder Herman Director, Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | Holding | 147,579 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Adams Tom Peder Herman Director, Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | Holding | 65,000 owned after | $25.99 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Long Gregory William Officer (SVP, Corporate Development) | 4 | Employee Stock Option Derivative · Direct | Holding | 149,500 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Long Gregory William Officer (SVP, Corporate Development) | 4 | Employee Stock Option Derivative · Direct | Holding | 13,513 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Long Gregory William Officer (SVP, Corporate Development) | 4 | Employee Stock Option Derivative · Direct | Holding | 14,274 owned after | $25.99 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 29,133 owned after | $3.85 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 5,200 owned after | $6.08 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 65,000 owned after | $11.64 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 15,015 owned after | $18.00 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 8,631 owned after | $25.99 exercise price | 2011-05-31 | |
| 2011-05-26 | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-06-02 | |
| 2011-05-26 | Coleman John T Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,891 5,891 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Leonsis Theodore Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,787 3,787 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Wu Michael C Officer (General Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,500 18,500 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Adams Tom Peder Herman Director, Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Long Gregory William Officer (SVP, Corporate Development) | 4 | employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,500 18,500 owned after | $13.66 | 2011-05-31 | |
| 2011-05-26 | Fulkerson Michael S Officer (Chief Technology Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $13.66 | 2011-05-31 | |
| 2011-02-22 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3/A | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2011-02-22 | ||
| 2011-02-22 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3/A | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2011-02-22 | ||
| 2011-02-22 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3/A | Employee Stock Option Derivative · Direct | Holding | $11.64 exercise price | 2011-02-22 | ||
| 2011-02-22 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3/A | Employee Stock Option Derivative · Direct | Holding | $18.00 exercise price | 2011-02-22 | ||
| 2011-02-22 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3/A | Employee Stock Option Derivative · Direct | Holding | $25.99 exercise price | 2011-02-22 | ||
| 2011-02-11 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2011-02-11 | ||
| 2011-02-11 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2011-02-11 | ||
| 2011-02-11 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $11.64 exercise price | 2011-02-11 | ||
| 2011-02-11 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $18.00 exercise price | 2011-02-11 | ||
| 2011-02-11 holding as of filing | Fulkerson Michael S Officer (Chief Technology Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $25.99 exercise price | 2011-02-11 | ||
| 2011-02-11 holding as of filing | WONG HELENA Officer (President, International) | 3 | Employee Stock Option Derivative · Direct | Holding | $19.85 exercise price | 2011-02-11 |