ROSETTA STONE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-15: Reporting owner Yankovich Steven P; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner Woolley-Wilson Jessie; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner WALKER KATHRYN EBERLE; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-10-15: Reporting owner Nierenberg David; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-15 | Yankovich Steven P Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,527 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | Woolley-Wilson Jessie Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,347 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | WALKER KATHRYN EBERLE Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,432 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | Nierenberg David Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,287 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | LOGUE GEORGE A Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,068 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | Hynes Aedhmar Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,037 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,067 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,833 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-15 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,261 0 owned after | no price filed | 2020-10-16 | |
| 2020-06-11 | Yankovich Steven P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,013 50,527 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | Woolley-Wilson Jessie Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,844 19,347 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | WALKER KATHRYN EBERLE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,844 8,432 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | Nierenberg David Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,428 45,287 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | LOGUE GEORGE A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,260 15,068 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | Hynes Aedhmar Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,922 5,037 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | GROSS PATRICK W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,844 85,833 owned after | $0.00 | 2020-06-15 | |
| 2020-06-11 | Franklin Laurence Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,675 63,261 owned after | $0.00 | 2020-06-15 | |
| 2020-03-17 | PIERNO THOMAS M Officer (Chief Financial Officer) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,567 0 owned after | $0.00 | 2020-03-23 | |
| 2020-03-17 | Hartford M. Sean Officer (Principal Accounting Officer) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,688 0 owned after | $0.00 | 2020-03-23 | |
| 2020-03-17 | Gaehde Nicholas C Officer (Co-President) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,982 0 owned after | $0.00 | 2020-03-20 | |
| 2020-03-17 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,146 0 owned after | $0.00 | 2020-03-20 | |
| 2020-03-17 | Hass A John Director, Officer (Chief Executive Officer) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,106 0 owned after | $0.00 | 2020-03-20 | |
| 2020-03-05 holding as of filing | Hass A John Director, Officer (Chief Executive Officer) | 4 | Performance Share Units Derivative · Direct | Holding | 14,381 owned after | no price filed | 2020-03-05 |