ROSETTA STONE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-11: Reporting owner Leonsis Theodore; Form 3; Security Employee Stock Option; Transaction Holding.
- 2009-08-20: Reporting owner Coleman John T; Form 4; Security Stock Option; Transaction Holding.
- 2009-08-20: Reporting owner Coleman John T; Form 4; Security Stock Option; Transaction Holding.
- 2009-08-20: Reporting owner Coleman John T; Form 4; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-11 holding as of filing | Leonsis Theodore Director | 3 | Employee Stock Option Derivative · Direct | Holding | $18.05 exercise price | 2009-12-11 | ||
| 2009-08-20 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | Coleman John T Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 26,000 owned after | $3.85 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $3.85 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 6,500 owned after | $6.08 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-20 holding as of filing | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 2,658 owned after | $18.00 exercise price | 2009-08-20 | |
| 2009-08-19 | Coleman John T Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-08-19 | CLOUGH PHILLIP A Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-08-19 | GROSS PATRICK W Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-08-19 | Franklin Laurence Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-08-19 | LINDAHL JOHN E Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-08-19 | WITT LAURA Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +329 329 owned after | $20.35 exercise price | 2009-08-20 | |
| 2009-04-15 holding as of filing | Long Gregory William Officer (Chief Product Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Long Gregory William Officer (Chief Product Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | LINDAHL JOHN E Director, 10% Owner | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | CLOUGH PHILLIP A Director, 10% Owner | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Adams Tom Peder Herman Director | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Adams Tom Peder Herman Director | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Coleman John T Director | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Coleman John T Director | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Coleman John T Director | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Franklin Laurence Director | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Franklin Laurence Director | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Franklin Laurence Director | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | GROSS PATRICK W Director | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | GROSS PATRICK W Director | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | GROSS PATRICK W Director | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | WITT LAURA Director, 10% Owner | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Wu Michael C Officer (General Counsel and Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Wu Michael C Officer (General Counsel and Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | HELMAN BRIAN D Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | HELMAN BRIAN D Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Eichmann Eric Officer (Chief Operating Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.85 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Eichmann Eric Officer (Chief Operating Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $6.08 exercise price | 2009-04-15 | ||
| 2009-04-15 holding as of filing | Eichmann Eric Officer (Chief Operating Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | no price filed | 2009-04-15 |