RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-15: Reporting owner SHORT W. JOHN; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-15: Reporting owner Gingras Leo Gerard; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-15: Reporting owner Garner Colin; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-15: Reporting owner Belt Dale; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-15 | SHORT W. JOHN Officer (Chief Executive Officer) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +715,100 715,110 owned after | $0.20 | 2011-08-01 | |
| 2011-07-15 | Gingras Leo Gerard Officer (Chief Operations Officer) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +572,088 572,088 owned after | $0.20 | 2011-08-01 | |
| 2011-07-15 | Garner Colin Officer (Sr. Vice President of Sales) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343,253 343,253 owned after | $0.20 | 2011-08-01 | |
| 2011-07-15 | Belt Dale Officer (Chief Financial Officier) | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,275 486,275 owned after | $0.20 | 2011-08-01 | |
| 2011-07-15 | Gingras Leo Gerard Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +572,088 572,088 owned after | $0.20 | 2011-07-27 | |
| 2011-07-15 | Garner Colin Officer (Sr. Vice President of Sales) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343,253 343,253 owned after | $0.20 | 2011-07-20 | |
| 2011-07-15 | Belt Dale Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +486,275 486,275 owned after | $0.20 | 2011-07-20 | |
| 2011-07-15 | SHORT W. JOHN Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +715,110 715,110 owned after | $0.20 | 2011-07-20 | |
| 2011-05-04 holding as of filing | KOPPES RICHARD Director | 3 | Stock Option Derivative · Direct | Holding | $0.37 exercise price | 2011-05-04 | ||
| 2011-04-04 holding as of filing | Garner Colin Officer (Senior Vice President of Sales) | 3 | Stock Options Derivative · Direct | Holding | $0.20 exercise price | 2011-04-04 | ||
| 2011-01-01 | Shropshire Kenneth Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-18 | |
| 2011-01-01 | BENSOL DAVID S Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-04 | |
| 2011-01-01 | SAUNDERS STEVEN Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-01 | |
| 2011-01-01 | Quinn John Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-01 | |
| 2011-01-01 | MCMILLAN EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-01 | |
| 2011-01-01 | LINTZENICH JAMES C Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 | 2011-04-01 |